Title: Director, Head of Surveillance Job Responsibilities: As the Director, Head of Surveillance, you will manage the Electronic Communications Surveillance Program and Trade Surveillance for the Company's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. Key responsibilities include: - Oversight of...
Title: Director, Head of Surveillance Job Responsibilities: As the Director, Head of Surveillance at the company, you will be responsible for managing the company's Electronic Communications Surveillance Program and Trade Surveillance for the company's CFTC Swap Dealer and three Broker-Dealers. Your primary...
Now Under the Compliance Group Functions, the Swap Dealer Regulatory Governance Officer will work within the **MEMBERS ONLY**SIGN UP NOW***. Swap Dealer Regulatory Governance team to oversee regulatory requirements and control frameworks. This role will involve analyzing and providing guidance, conducting risk...
General Counsel - Sales & Trading Derivatives Attorney This job is available in 3 locations Charlotte, North Carolina, USA Atlanta, Georgia, USA New York, New York, USA This job is available in 3 locations Category...
Job Title: Swap Dealer Regulatory Governance Officer Location: United States (Connecticut, District of Columbia, New Jersey, New York, North Carolina, Tennessee, Virginia) Department: Compliance, Group Functions Job Reference #: 303368BR Job Type: Full Time The **MEMBERS ONLY**SIGN UP NOW***. Swap Dealer...