VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...
Title: Legal Assistant, Immigrant Rights Program Job Responsibilities: The Legal Assistant will join a team providing immigration legal services to low-income immigrants in Monmouth and Ocean Counties, including survivors of domestic violence and other crimes. The Legal Assistant is responsible for maintaining...
VP, Corporate Counsel - PGIM Private Capital (Energy & Project Finance) H2: Exciting Opportunity in Global Investment Management Business - Seeking experienced lawyer to support domestic and international finance and investment transactions in power, oil and gas, and infrastructure...
policy. Senior Application Security Engineer - Protecting Consumer... as a Senior Application Security Engineer at Morgan &... H2: Job Title: Senior Application Security Engineer Location: Jacksonville,... Orlando, Tampa, Florida H2: About the Law Firm: -...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Vice President, Enforcement Legal - FINRA H2: Join Our Team as a Vice President, Enforcement Legal at FINRA! Bold Headlines: - Lead and manage attorney teams in high-impact investigations and disciplinary actions - Collaborate with other departments to...
Title: Artificial Intelligence and Technology Attorney - Vice President, Assistant General Counsel Job Responsibilities: - Advise the Chief Data and Analytics Office on all aspects of AI transformation and governance within the company. Provide legal support and advise stakeholders on issues relating...
Analyst, Risk Monitoring - Any Finra Location Apply Logo locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting)...
Principal Investigator, NCP - IRG - Any Finra Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting)...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
an Associate Principal Risk Monitoring Analyst at FINRA, you will play a critical role in identifying and assessing risks within FINRA member firms. This is a mid-level position with opportunities for growth and development, reporting to a Risk Monitoring Director....
Lead Principal Analyst, Fixed Income Regulation Salary Range: $111,400 - $242,600 Organization: FINRA Department: Fixed Income Regulation Location: New York, NY; Jersey City, NJ; Jericho, NY; Woodbridge, NJ Time Type: Full time Job Requisition...
Operations, Procedures and Standards - Full Time Salary Information: - Minimum salary range: $131,100 - $150,600 - Maximum salary range: $254,000 - $305,000 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons...
Senior Director, Financial Intelligence Fusion Center, Member Supervision - Any FINRA Location H2: Essential Job Functions: - Lead a team of Senior Analysts responsible for intelligence gathering and dissemination, providing critical leadership and guidance - Establish internal policies and...
Principal Investigator: Investigate fraud and misconduct cases, gather intelligence, conduct interviews, and evaluate evidence for FINRA's National Cause Program. Experience and Education Requirements: - Bachelor's degree or equivalent experience, advanced degree or law degree preferred. - Advanced knowledge of FINRA rules and federal...
position is also eligible for target incentive bonus or short-term incentive cash compensation. Arch Insurance Group Inc. reserves the right to pay more or less than the posted range and offer additional benefits and other compensation, depending on circumstances. If...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations - Conduct risk monitoring activities and ongoing risk assessments for FINRA members - Senior-level position reporting to a Risk Monitoring Director - Collaborate with internal departments to analyze and communicate regulatory intelligence - Mentor...
Analyst, Dispute Resolution The organization is seeking a Principal Analyst to join their team and support their Dispute Resolution program. This role will involve developing and implementing policies for the arbitration program, advising on case administration issues, and serving...
- IRG Associate Principal Investigator: Conducts intake and assessment of regulatory intelligence with minimal supervision and makes recommendations for appropriate regulatory response. Salary: Minimum salary ranges from $95,300 to $109,600 and maximum salary ranges from $171,800 to $206,200 depending...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Investigator, High Risk Representatives - All FINRA Locations Experience: Bachelor's degree or equivalent relevant experience required; advanced degree or law degree, preferred. Location: Various FINRA Locations (New York, NY; Jericho,...
Principal Analyst, Dispute Resolution - Salary Information and Job Description H2: About the Role - The Dispute Resolution Principal Analyst supports case administration and the National Arbitration program for FINRA Dispute Resolution Services (DRS). - This role involves...
MS Operations, Procedures and Standards - All FINRA Locations Job Title: Director, MS Operations, Procedures and Standards Organization: FINRA Department: Member Supervision Operations Location: Various locations across the US Job Type: Full Time Salary Range: $131,100 - $305,000...
Associate Principal Investigator, NCP - IRG will work in FINRA's Initial Review Group (IRG), which is responsible for the intake, review, and analysis of regulatory intelligence received from various sources. The role requires a Bachelor's degree or equivalent relevant experience...
Legal Extern, Enforcement Department - Fall 2025 Semester: - Time type: Part time - Term of Position: Fall (August-December) - Hiring Criteria: - Graduate student pursuing JD or LLM - Preferred coursework or knowledge in securities law...
Analyst, MS Operations, Procedures and Standards - FINRA Locations Summary: FINRA is seeking a Principal Analyst for their Member Supervision Operations, Procedures and Standards team. This position will be responsible for identifying, assessing, developing, implementing, and maintaining operations,...
SEO friendly job title: Principal Analyst, Risk Monitoring - Capital Markets - All FINRA Locations - H1 heading: Join FINRA as a Principal Analyst, Risk Monitoring - Capital Markets - H2 heading: Essential Job Functions - Responsible for conducting...
Title: Senior Director, Examinations - All FINRA Locations Experience: Significant securities, compliance or financial regulatory experience required Salary Range: $154,100 - $361,700 (depending on location and qualifications) Employment Type: Full Time Location: Various FINRA Locations (see job posting for specific...
Analyst, Risk Monitoring - FINRA Locations Job Title: Principal Analyst, Risk Monitoring Organization: FINRA Department: Risk Monitoring Location: Various locations (see below) Salary Range: $111,400 - $242,600 Experience: Bachelor's degree in related field, prior experience in FINRA's Exam and/or...
friendly job title: Associate Principal Investigator, NCP - IRG H1 heading: Join the IRG Team at FINRA as an Associate Principal Investigator H2 headings: Investigate Regulatory Intelligence at FINRA Essential Job Functions Education/Experience Requirements Competitive Salary and...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is responsible for leading the Cyber-Enabled Fraud (CEF) team. This role involves overseeing the planning and execution of cyber-enabled fraud investigations related...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Senior Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations H2: Apply for Senior Principal Analyst Position at FINRA H2: Job Description for Senior Principal Analyst at FINRA Summary: FINRA is seeking an experienced Senior Principal Analyst to join their Member Supervision...
Friendly Job Title: Associate Principal Investigator, IRG, NCP - All FINRA Locations (Open) H1: Join the Team at FINRA as an Associate Principal Investigator! H2: Investigate Regulatory Intelligence as an Associate Principal Investigator at FINRA Bold Headline: FINRA is Hiring an Associate Principal...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist plays a critical role within the Financial Intelligence Unit (FIU) of the organization’s National Cause and Financial Crimes Detection Program (NCFC). The primary responsibilities include: - Partnering across the organization...
Manager - Financial Services - Global Compliance Reporting - Private Equity The candidate will manage and coordinate tax compliance and advisory work for clients. Work on key client issues in domestic federal, international and state and local taxation with a...
Manager - Financial Services - Global Compliance Reporting - Private Equity The candidate will manage and coordinate tax compliance and advisory work for clients. Work on key client issues in domestic federal, international and state and local taxation with a...
Manager - Financial Services - Global Compliance Reporting - Private Equity The candidate will manage and coordinate tax compliance and advisory work for clients. Work on key client issues in domestic federal, international and state and local taxation with a...
Manager - Financial Services - Global Compliance Reporting - Private Equity The candidate will manage and coordinate tax compliance and advisory work for clients. Work on key client issues in domestic federal, international and state and local taxation with a...
including data privacy, data security, and other related areas... of contract law. Oversee the contract review processes, ensuring compliance with applicable laws, regulations, and firm policies. Review and negotiate contracts with vendors through to successful completion. Provide legal advice and...
contracts, including Master Services Agreements, engagement letters or statements... of work with the firm's clients for various services, including audit, tax and advisory services. Counsel on the legal issues associated with the implementation of negotiated contractual terms. Coordinate with other...
and infrastructure team. The ideal candidate will have experience in the following areas: • Negotiating concession agreements, long-term lease agreements, comprehensive... agreements and similar agreements in... the PPP space as well as related design, construction, interface, operations and mainte...
OverviewA prestigious law firm is seeking a highly skilled securities lawyer with a minimum of six years of experience managing structured securities offerings. This role requires expertise in commercial real estate law, particularly in real estate finance, acquisitions, and dispositions....