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years working as a securities enforcement and/or litigation attorney... at a financial industry regulator and/or top law firm Department: Nasdaq Investigations and Enforcement Team Company: Nasdaq SEO friendly job title: Nasdaq Enforcement Counsel - Protecting Investors and...
Job Title: Securities Litigation Associate Experience: 5+... in commercial litigation including securities litigation at a law... associate to join our Securities Litigation & Enforcement Practice... Group. Our securities litigation team handles complex... and sophisticated matters for a diverse range of...
is seeking a Mid/Senior-Level Securities Litigation Associate Attorney for... in commercial litigation, including securities litigation, at a law... firm.Job Overview:The Securities Litigation Associate Attorney will... handling various aspects of securities litigation cases, including drafting... pleadings, motions, and briefs, conducting discovery,...
H1: Securities Litigation Associate - Philadelphia... H2: Join Our Dynamic Litigation Practice at Ballard Spahr... is currently seeking a Securities Litigation Associate with three... to... five years of experience to join our Philadelphia office. This is an excellent opportunity for...
title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation... experience, with at least... 5 years in a regulatory entity, member firm, or law firm Remove contact information, phone, fax, address, and location Replace company na...
Enforcement - Full Time Job Requisition ID: R-008299 Organization: FINRA Location: Flexible (various office locations) The Enforcement Director at FINRA is responsible for managing a team of 5-8 attorneys and overseeing the development and resolution of...
Minimum salary: $127,300 - Maximum salary: $296,100 Job Title: Director, Enforcement Experience Information: - Minimum of 7 years of securities-related regulatory and/or complex litigation... experience - Minimum of 5... years working for a regulatory entity, member firm, or law firm with direct involvement in se...
organization that regulates the securities industry. FINRA is dedicated... are licensed to conduct securities transactions for FINRA member... as well as the Securities Industry Essentials (SIE) exam,... and be registered with the . Securities and Exchange Commission (SEC)... and i...
in Regulatory Initiatives Bold headline: FINRA is seeking an experienced Assistant General Counsel to provide senior-level legal advice and support in regulatory initiatives. FINRA (Financial Industry Regulatory Authority) is a non-governmental organization that regulates the securities industry i...
General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree,...