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organization that regulates the securities industry. We protect investors... sure the United States securities industry operates fairly and... and approximately 630,000 registered securities representatives. Our employees are... the United States on behalf of FINRA, which regulates the securities industry. FI...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate...
Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements...
abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the...
is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a...
Title: Healthcare Attorney for Dynamic Healthcare Regulatory and Corporate Transactional Practice Law Firm: Wilentz Location: Woodbridge, NJ Salary: Based on experience Experience: 2-4 years Overview: - Seeking a Healthcare Attorney with 2-4 years of experience for a dynamic Healthcare Regulatory and Corporate Transactional practice in the...
Corporate Attorney with Experience in Corporate Transactional and Healthcare Regulatory Practice H2: Join Our Dynamic Team in Woodbridge, NJ Law Firm Seeking Experienced Corporate Attorney - 2 to 4 years of experience required - Located in Woodbridge, NJ - Corporate Transactional and Healthcare Regulatory practice -...
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abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...