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Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary and non-disciplinary proceedings, brief and argue appeals, and provide guidance and advice to Member Supervision and the Member Application Program. H1: Senior Litigation Counsel, Enforcement - Represent FINRA in Complex...
mid-point, the candidate’s skill set, level of experience, education, and internal peer compensation comparisons factor into the salary offer. Candidates should not expect to be offered a salary that falls at or above the maximum salary range. The organization...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Up to $296,100 per year, based on location and experience FINRA is seeking a highly skilled and experienced Director...
regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, disability, veteran status or other classification protected by applicable state or local laws or regulations. **MEMBERS ONLY**SIGN UP NOW***... abides by the requirements of 41 CFR ). This regulati...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 FINRA, the...
Friendly Job Title: Payments Attorney (Trust & Security) - VP, AGC H1 Heading: Join Our Team as a Payments Attorney (Trust & Security) - Vice President, Assistant General Counsel H2 Heading: Work at JPMorgan Chase as a Payments...
City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following areas Contract disputes, including employment, franchise, real estate, construction, insurance...
Tax Expert - Bilingual Spanish (Remote) Job Title: Credentialed Tax Expert - Bilingual Spanish (Remote) Department: Tax Expert Department Company: Intuit Experience: Minimum of 2 seasons of paid Tax Preparation experience with a minimum of 30 tax returns...
more information about equal employment opportunity, please click here. Title: Director, Regulatory Services Management (Full-Time) Salary Range: $127,300 - $296,100 (Based on Location and Experience) Organization: FINRA (Financial Industry Regulatory Authority) H1: Director, Regulatory Services...
