Save your search progress and never miss an update
Principal Counsel, Enforcement - Competitive Salary and Benefits H2: Join Our Team at FINRA - Apply Today! Summary: FINRA, a leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for...
Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Assistant General Counsel in our Regulatory Group H2 Headings: - Purposeful Work at a Regulator - Render Senior-Level Legal Advice and Support...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Personal Injury Senior Associate Job at Law Firm in Jersey City, NJ H2: Join Morgan & Morgan and Fight for Consumer Rights Morgan & Morgan, a leading personal injury law firm, is seeking a Personal Injury Litigation Attorney to...
Litigation Counsel, Enforcement - Any FINRA Location Salary Information: - Minimum salary ranges from $127,300 to $152,700, depending on location. - Maximum salary ranges from $246,600 to $296,100, depending on location. - Actual compensation is based on various...
non-disciplinary proceedings. They will also be responsible for briefing and arguing appeals before the National Adjudicatory Council (NAC). This role requires a minimum of 10 years of litigation experience, with demonstrated ability to administer and try complex securities cases. T...
City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following areas Contract disputes, including employment, franchise, real estate, construction, insurance...
Summary: Morgan & Morgan, ., a leading personal injury law firm, is seeking a Pre-Suit Attorney with a focus on Premises Liability in our New York City office. This is a full-time position with a salary range of $100,000...
Investigator, FINOP-NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and...
records, and conduct interviews of relevant parties. The ideal candidate will have an advanced understanding of FINRA rules and federal securities laws, as well as... strong written and verbal communication skills. This is a full-time position with various locations available...