City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following areas Contract disputes, including employment, franchise, real estate, construction, insurance...
team The Chief Securities Disclosure Attorney will be... support with integrity and objectivity across all parts of the organization. The team ensures an operating environment that minimizes legal, regulatory, and reputational risks and complies with all laws and r...
take your privacy seriously and want to make sure you are aware of our policies. Please take a moment to carefully review the policy. Senior Application Security Engineer - Protecting Consumer Rights at Leading Personal Injury Law Firm...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Principal Investigator, NCP - IRG - Any Finra Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting)...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
coursework or knowledge in securities law or brokerage regulations... - Securities industry experience is a... plus - Strong writing, analysis, and research skills - Strong work ethic and professional demeanor - Ability to work with others...
Principal Investigator, NCP - IRG - All FINRA Locations: Location: All FINRA Locations (Boston, MA; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD; Philadelphia,...
Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting)...
top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer... finance. The Group has more than 130 offices and 80,000 employ...
in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer... finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries...
Analyst, Risk Monitoring - Any Finra Location Apply Logo locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
is currently seeking an associate for our corporate department. This is an exciting opportunity for someone with substantial experience in mergers and acquisitions, financings, and securities compliance to join our... team. If you have excellent writing and analytical skills...
name a few. SEO friendly job title: Legal Counsel - Private Investments H1: Join Our Team as a Legal Counsel for Private Investments at Wellington Management H2: About the Role Bold headline: Seeking Experienced Legal Counsel...
Type Regular Job Level VP, Assistant General Counsel, Investment Banking (Capital Markets / M&A / Structured Products) Job Code 0101 Job Summary: **MEMBERS ONLY**SIGN UP NOW***. ., a leading global financial services firm, is seeking a...
Friendly Job Title: Lead Sr Counsel - Investment Banking and Capital Markets H1: Join **MEMBERS ONLY**SIGN UP NOW***. as Lead Senior Counsel for Investment Banking and Capital Markets H2: Impact the Success of **MEMBERS ONLY**SIGN UP NOW***.'s Investment Banking and Capital Markets Services...
Company: **MEMBERS ONLY**SIGN UP NOW***. Job Title: Vice President - Legal Counsel (DCM & ECM) Experience: At least 3+ years of top tier . law firm and/or . corporate legal department experience, advising on capital markets transactions Salary: Expected starting salary...
Job Title Corporate Securities Associate Ref No. CLE3739... is hiring a Corporate Securities Associate with at least... three to five years of significant transactional experience to be a part of its sophisticated and highly collaborative corporate practice. This position will...
target base pay range for this role in New Haven is $140,000-$185,000 and is dependent on experience and other relevant factors. Law Firm Seeking Corporate Associate in Stamford, New Haven or New York Office **MEMBERS ONLY**SIGN UP NOW***....
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Seeking Corporate Finance and Securities Associate in New York... with capital markets and securities experience - Class of... NY firm preferred The Law Firm in New York is currently seeking a Corporate Finance and Securities Associate to join their......
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
- Investment Services (Chicago, IL; Dallas, TX; Los Angeles, CA; Miami, FL; New York, NY; San Francisco, CA; Washington, DC) - At Vedder Price, we are seeking a highly motivated and experienced Corporate associate to join our Investment Services team...
Job Title: Corporate and Securities Associate Experience: Minimum 3... years in securities law, 2 years in... on federal and state securities laws and regulations -... Support offerings under Regulations A, D, S, and CF, and oversee entity formation and management...
Good understanding of . securities laws Familiarity with... finance transactions and documentation (credit agreements, security agreements, guarantees) Strong critical analysis, strategic thinking, and business acumen Excellent communication and interpersonal skills Ability to manage risk and control...
GBM Equities Cash Attorney, Senior Legal Director/Managing Director Opportunity Overview: - Join the dynamic and fast-paced Global Markets Legal team at a bulge bracket investment bank - Work with top legal and regulatory professionals in the industry -...
with federal and state securities laws and self-regulatory organization... (FINRA, securities exchanges, clearing agencies) rules... Experience with broker-dealer financial responsibility rules, including SEC Rules 15c3-1 and 15c3-3 Experience with broker-dealer registration and transactional matters Experience with examinations, investigations and enforcement...
Legal Affairs (Corporate – Securities and Governance) - Location:... New York (ID: 09855) - Company: Roku - Industry: TV streaming platform - Salary: Estimated annual salary between $211,000 - $317,000 - Benefits: Global access to mental health and financial wellness...
of the firm's control. Law Firm Seeking Midlevel Associate with Investment Management Experience Are you a highly qualified midlevel associate with experience in investment adviser regulatory matters? If so, Morgan Lewis & Bockius LLP is looking for you! We are one...
and enforcing potential violations of exchange rules and federal securities laws - Manage own... docket of cases and develop investigative plans - Collaborate with other departments and organizations to ensure effective approach to deterring market misconduct - Contribute to educa...
experienced Prime Brokerage and Securities Finance Attorney to join... transactions and regulatory matters related to their prime brokerage, securities finance, futures and commodities,... and equity derivatives businesses. The ideal candidate will possess a deep understanding of relevant regulations, strong n...
Title: Attorney-Equity Derivatives Salary: Competitive, based on experience Experience: 4+ years at a law firm and/or in-house at a financial company H1: Bank of America is Hiring an Attorney-Equity Derivatives in New York H2: Join our Team and Make...