law firm seeks an Attorney Specialist to join its Asset Management and Investment Funds practice. This is a permanent position for lawyers interested in non-partnership track roles. The Attorney Specialist will focus on supporting attorneys in matters related to derivatives...
and Employment, Consumer Protection, Securities Fraud and Investor Protection,... Employee Benefits, Qui Tam/False Claims Act, International Human Rights, and matters representing state attorneys general in civil law enforcement investigations and litigation. **Job Description** The Wash...
Job Category Cybersecurity, Privacy and Forensics Level Manager Specialty/Competency Fraud, Investigations & Regulatory Enforcement... (FIRE) Industry/Sector IMA X-Sector Job Type Regular Time Type Full time Travel Requirements Up to 80% Start Year 2024 Job ID 555431WD Location(s) CA-Los Angeles, IL-Chic...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Organization: FINRA Job Title: Principal Analyst, Risk Monitoring - Capital Markets - All FINRA Locations Experience: Senior-level position Salary Range: Varies by location and factors such as skill set, experience, and education Job Requisition ID: R-009083 Responsibilities:...
is currently seeking a Senior Associate, Financial Crimes Analytics to join our Advisory Services practice. Responsibilities: Assist financial institutions in addressing financial crimes such as BSA, AML, and OFAC/sanctions matters. Help Financial Crimes leaders in the...
Director, MS Operations, Procedures and Standards - All FINRA Locations H2: Strategic leadership and guidance for operational risk framework Organization: FINRA (Financial Industry Regulatory Authority) Department: Member Supervision Operations, Procedures and Standards Job Title: Director, MS Operations, Procedures...
is an equal opportunity employer. We value the unique abilities and talents each individual brings to our organization and recognize that we benefit in numerous ways from our differences. Cyber Claim Counsel - Remote/Hybrid - IL - Chicago -...
Principal Analyst, Risk Monitoring - Capital Markets at FINRA is a senior-level position responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This position reports to a Risk Monitoring Director and supports the direct manager in...