Save your search progress and never miss an update
seeking a Corporate and Securities Counsel to join their... growing legal team. This role will report to the Deputy General Counsel and will be responsible for managing strategic corporate and M&A transactions, as well as providing counsel on corporate compliance...
Job Title: Securities Litigation Associate Experience:... Palo Alto Department: Securities Enforcement Litigation Law... highly motivated and experienced securities litigation associate to join... our team in Palo Alto. The a strong background in securities enforcement, regulatory investigations, and......
firm is seeking a Securities Litigation Associate Attorney in... be responsible for handling securities enforcement, regulatory investigations, and... years of experience in these areas. Duties:Conduct legal research on securities laws, regulations, and precedents.Draft... legal documents, including pleadings, motions, briefs, and corre...
publicly traded companies on securities offerings (debt and equity),... federal securities laws, stock exchange regulations,... Sarbanes Oxley Act, Dodd-Frank Act compliance, and... corporate governance matters. Duties...
proactive and knowledgeable Corporate Securities/Capital Markets Associate Attorney with... law, specifically focusing on securities law and capital markets... expertise in public company reporting obligations, public securities offerings, SEC compliance, corporate... governance, and debt and equity market transactions. The successful candidat...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...