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law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...
Title: VP, Associate Counsel - Regulatory Enforcement Location: Fort Mill, SC; Washington, DC; Boston, MA; San Diego, CA Time Type: Full-Time Job Requisition ID: R-040581 Salary Range: $163, - $272, Overview: **MEMBERS ONLY**SIGN UP NOW***. is seeking a VP, Associate Counsel...
seeking a Senior Corporate Securities Associate Attorney or Counsel... with extensive experience in securities law and corporate governance.... in public company regulations, securities offerings, and compliance with... national securities exchange rules. This role... in-depth experience in corporate securities law.Duties:Advise clients on...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
– Fidelity Digital Asset Services, Regulatory Relationship and Exam Management Apply Create job alert Boston, MA Greenwood Village, CO Merrimack, NH Smithfield, RI Westlake, TX Salary: listed in the job description or discussed...
Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Director ID: 2104417 Job Description:...
Analyst, Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Manager ID: 2104421 Job Description:...
Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL...
Director, Enforcement Central Intake Group - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the...