Corporate Securities Attorney: Join Shumaker Law... Job Title: Corporate Securities Attorney Experience: 3+ years... is seeking a Corporate Securities Attorney to join our... With a focus on securities law, this position offers... the opportunity to engage in sophisticated and...
and squatting occasionally, up to one-half hour per day Reaching at or below shoulder level occasionally, up to one-half hour per day Ability to work in a fast-paced, high-pressure environment H1: Corporate Attorney - Join **MEMBERS ONLY**SIGN UP NOW***. for...
of 6 years of securities regulatory enforcement experience ... Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Requisition ID: R-040581 Company...
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global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the ......
Funds funds, closed-end funds and/or exchange-traded funds (ETFs) and experience... arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 19......
Corporate and Securities Transactional The candidate will... years of corporate and securities experience in a large... have experience with both 1933 and 1934 Act matters, specifically including... securities offerings on Forms S-1,... S-3, S-4 and S-8 as well as pe...
Senior Corporate Counsel - Securities & Capital .... Bank is looking for an experienced attorney to the Public Company and Securities Legal Team. This Senior... to eight years of securities law experience and will... and regulations, including the Securities...
Counsel The candidate will serve as a specialist providing legal advice to various members of management across the company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law,...
Counsel - Broker Dealer - Investment Advisor The candidate will handle complex legal matters, analyze legal issues, draft legal documents, and negotiate matters using sound legal judgment under minimal supervision. Will build business partner relationships with diplomacy and by providing...
Consultant V - Investment Adviser and Investment Company Compliance The candidate will conduct regulatory compliance risk management oversight for high risk compliance programs covering registered investment advisers and investment companies under the SEC rules regulations, provide subject matter expertise to...
Alternative Investments The candidate will be providing legal support to the GWRS alternative investments businesses, including advising on new and existing products and services. Advising on the distribution of hedge funds, private equity funds, and real estate funds; and the...
a broad range of securities-related and general corporate work.... Will report to the Executive Vice President, Deputy General Counsel within the Legal department's corporate group and focus primarily on disclosure, contractual and governance matters. Interface daily with in-house colleagues and...
on the interpretation and application of securities laws, including FINRA rules,... SEC rules and regulations, and state securities laws and regulations. Principal... Responsibilities: Handle complex legal matters, analyze legal issues, draft legal documents, and negotiate matters using sound legal jud...