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of experience with a strong background in U.S. capital markets, including representation of underwriters, issuers, and placement agents in IPOs, follow-on public offerings, private placements, and other securities offerings. Experience in representing... public companies in the ’34 Act work i...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
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without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, age, disability, genetic information or veteran status or any other category protected by law. FINRA is an independent, non-governmental regulator for all securities firms doing busines...
Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL...