Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
disclose to FINRA any securities-related business activity outside of... the firm, whether on their own behalf or on behalf of a foreign entity. SEO-friendly job title: Associate Principal Analyst, Risk Monitoring - All Locations at **MEMBERS ONLY**SIGN UP NOW***...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The VP AGC – Wealth Management Platforms, Programs & Advisory Attorney will play a pivotal role in the corporate legal advice team at the company. The position involves providing...
law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...