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law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...
seeking a Senior Corporate Securities Associate Attorney or Counsel... with extensive experience in securities law and corporate governance.... in public company regulations, securities offerings, and compliance with... national securities exchange rules. This role... in-depth experience in corporate securities law.Duties:Advise clients on...
with a strong background in representing issuers, underwriters, and placement agents in various securities offerings. The role demands... expertise in compliance and reporting under the 1933 and 1934 Acts, and prior experience... in a large law firm is required. Experi...
Job Title: VP, Assistant General Counsel, Alternative Investments Location: Fort Mill/Charlotte, San Diego, Boston Time Type: Full time Salary: $163, - $272, Job Requisition ID: R-038826 Posted: 30+ Days Ago The company is searching for a VP, Assistant...
Director, Enforcement Central Intake Group - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the...
is an equal opportunity employer committed to diversity in the workplace. We evaluate qualified applicants without regard to race, color, age, religion, sex, sexual orientation, gender identity or expression, marital status, domestic partner status, national origin, genetics, disability, military and...