law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...
Title: VP, Associate Counsel - Regulatory Enforcement Location: Fort Mill, SC; Washington, DC; Boston, MA; San Diego, CA Time Type: Full-Time Job Requisition ID: R-040581 Salary Range: $163, - $272, Overview: **MEMBERS ONLY**SIGN UP NOW***. is seeking a VP, Associate Counsel to...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
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materials for and attending meetings of the Board of Directors and committees. Manage compliance with corporate and securities rules and regulations, including... the preparation and filing of Forms 10-K, 10-Q, and 8-K, financial releases, proxy materials and other related fil...
Counsel - Corporate & Securities, Ethics & Compliance The... responsibilities. Assist with the preparation and review of a broad range of securities law filings under the... Securities Exchange Act of 1934.... Ensure compliance with SEC... and NYSE rules and require...
Counsel and VP of Legal Affairs The candidate will be responsible for day-to-day legal affairs including overall direction, leadership and management of the in-house legal and compliance departments. Provide counsel and leadership to executive team and senior staff on various...
Counsel Duties: Reporting to the Chief Legal and Administrative Officer, this is a high-impact position in a small legal department with substantial growth opportunities. Providing counsel and leadership to the management team and senior staff on various matters, including corporate...
Counsel Duties: Lead a wide range of responsibilities on a small legal team with substantial growth potential. Will be part of the driving force leading the biopharma industry in speed and quality of clinical study design and execution. Provide counsel...
Counsel The candidate will be reporting to the Chief Legal Officer, this attorney will be working on financings, contracts, corporate governance, SEC reporting, strategic transactions, and compliance matters. The ideal candidate will also oversee and advise our Contracts Manager on...
Counsel Responsibilities: Maintain comprehensive securities compliance program in close... rules and regulations, Sarbanes-Oxley Act, Regulation FD, and company-wide... reporting requirements under the Securities Exchange Act of 1934... and the... Securities Act of 1933 (.,... Forms... 8-K, 10-Q, 10-K). Assist with...
/ Director, Corporate & Securities Law Duties: Develop and... maintain comprehensive securities compliance program in collaboration... rules and regulations, Sarbanes-Oxley Act, Regulation FD and company-wide... reporting requirements under the Securities Exchange Act of 1934... and the Securities Act of 1933 (.,......
Securities Counsel Duties: Advise... on 1933 and 1934 Act requirements, including compliance with... all corporate governance and disclosure obligations required by the SEC, other government entities, and the New York Stock Exchange. Participate on internal compliance... team. Assist in...
Counsel The candidate will serve as a specialist providing legal advice to various members of management across the company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law,...