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FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age,...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 FINRA, the...
Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....
Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversight and...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
- Job title: Principal Investigator, VAST - All FINRA Locations - Full-time position - Job requisition ID: R-008480 - The Vulnerable Adults and Seniors Team (VAST) is a specialized unit within FINRA's National Cause and Financial Crimes Program (NCFC)...
Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location H2: Role Overview - Responsible for providing strategic leadership and guidance to the Office of Strategic Engagement (OSE) in developing publications for member firms and materials for...