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Mid/Senior Level Securities Associate Kilpatrick Townsend &... is seeking an experienced Securities Associate to join its... Securities Team. This role would... support clients of the Firm’s Securities Team and Financial Institutions... of direct experience in securities law. The role is......
seeking a Mid/Senior Level Securities Associate Attorney to join... with federal and state securities laws, focusing on ’34... and advising on various SEC filings, providing support for securities offerings and capital markets... transactions, and advising on general securities disclosure matters....
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
in a variety of securities matters, including securities offerings... (public and private), the Securities Act of 1934 (Registered... Investment Advisors), the Securities Act of 1940 (Registered... Investment Companies) and related disclosures, filings and compliance obligations. The candidate should be self-starter...
Title: Associate – Corporate (Capital Markets) Salary Information: - Expected pay range for associates: - 2024/2023 class compensation years: $225,000 - 2022 class compensation years: $235,000 - 2021 class compensation years: $260,000 - 2020 class compensation...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Apply for the position of Director, Enforcement at Organization. Location: New York, NY Jersey...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or where otherwise prohibited by applicable law. FINRA abides by the...
Job Title: - Securities Attorney (Multiple Locations) ... - 7+ years of securities experience - Substantial experience... a wide range of securities matters - Expertise in... compliance with the 1934 Act and 1940 Act - Admission to practice in...
Principal Counsel, Enforcement - Full Time Job with Organization H2: Job Overview FINRA is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...