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experience in a legal setting is preferred Responsibilities Assist in drafting and editing legal documents Manage and organize client files Schedule appointments and maintain calendars Answer phone calls and respond to emails Perform general administrative tasks such...
the following responsibilities and duties: '33 and '34 Act matters, Capital Markets, IPOs, Corporate Governance, Compliance Matters, Exchange Listing Matters, M&A. Should have experience advising a public companies and underwriters on financing (public and private offerings) and ongoing SEC fi...
Level Securities Associate **MEMBERS ONLY**SIGN UP NOW***. is seeking an experienced Securities Associate to join its Securities Team. This role would support the public company clients of the Firm’s Securities Team and Financial Institutions Team with regular periodic reporting...
client compliance with federal and state securities laws, focusing on ’34 Act reporting. The position involves preparing, reviewing, and advising on various SEC filings, providing support for... securities offerings and capital markets transactions, and advising on general securities disclosure matters....
capital markets transactions. The successful candidate should have a deep understanding of public company reporting obligations, public securities offerings, SEC compliance, corporate governance, and... debt and equity market transactions. The role requires the ability to lead due diligence teams, man...
Legal Counsel, Corporate - Remote Position in Chicago, IL About the Company: - Fortune 500 financial institution with over 130 years of experience - Dedicated to providing innovative financial services to successful individuals, families, and institutions - Committed to...
office of our client is seeking a securities attorney with 5+ years of experience. Candidate should have meaningful experience regarding SEC aspects of being a... public company. Candidate will manage securities matters, including Section 16 filings and reprortings, Rule 144......
(public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Companies) and related disclosures, filings and compliance obligations. The... candidate should be self-starter with the ability to work with others to dev...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
law firm in Chicago, IL is seeking a Corporate Securities Associate Attorney to join its dynamic team. The ideal candidate will have extensive experience in securities law, with a strong focus on compliance with the ’34 Act and ’33 Act,...