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the following responsibilities and duties: '33 and '34 Act matters, Capital Markets, IPOs, Corporate Governance, Compliance Matters, Exchange Listing Matters, M&A. Should have experience advising a public companies and underwriters on financing (public and private offerings) and ongoing SEC fi...
Level Securities Associate **MEMBERS ONLY**SIGN UP NOW***. is seeking an experienced Securities Associate to join its Securities Team. This role would support the public company clients of the Firm’s Securities Team and Financial Institutions Team with regular periodic reporting...
client compliance with federal and state securities laws, focusing on ’34 Act reporting. The position involves preparing, reviewing, and advising on various SEC filings, providing support for... securities offerings and capital markets transactions, and advising on general securities disclosure matters....
capital markets transactions. The successful candidate should have a deep understanding of public company reporting obligations, public securities offerings, SEC compliance, corporate governance, and... debt and equity market transactions. The role requires the ability to lead due diligence teams, man...
office of our client is seeking a securities attorney with 5+ years of experience. Candidate should have meaningful experience regarding SEC aspects of being a... public company. Candidate will manage securities matters, including Section 16 filings and reprortings, Rule 144......
(public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Companies) and related disclosures, filings and compliance obligations. The... candidate should be self-starter with the ability to work with others to dev...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
M&A Associate Department: Mergers & Acquisitions Experience: 3-4 years Salary: $260,000-$365,000 annually (based on location and experience) Location: Chicago, United States Type: Full-time, Permanent **MEMBERS ONLY**SIGN UP NOW***. is seeking a talented Mid-level M&A Associate with 3-4 years of experience to...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or where otherwise prohibited by applicable law. FINRA abides by the...
Information: - Competitive salary based on experience - Billable credit for pro bono work - Structured professional development opportunities Job Title: - Securities Attorney (Multiple Locations) Experience Information: - 7+ years of securities experience -...