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the following responsibilities and duties: '33 and '34 Act matters, Capital Markets, IPOs, Corporate Governance, Compliance Matters, Exchange Listing Matters, M&A. Should have experience advising a public companies and underwriters on financing (public and private offerings) and ongoing SEC fi...
Level Securities Associate **MEMBERS ONLY**SIGN UP NOW***. is seeking an experienced Securities Associate to join its Securities Team. This role would support the public company clients of the Firm’s Securities Team and Financial Institutions Team with regular periodic reporting...
client compliance with federal and state securities laws, focusing on ’34 Act reporting. The position involves preparing, reviewing, and advising on various SEC filings, providing support for... securities offerings and capital markets transactions, and advising on general securities disclosure matters....
writing, drafting and communication skills Ability to work independently with minimal supervision and collaboratively with cross-functional teams Excellent problem-solving skills Strong research and analytical skills Ability to manage multiple projects simultaneously and meet tight deadlines Knowledge of securities exchange regulations...
office of our client is seeking a securities attorney with 5+ years of experience. Candidate should have meaningful experience regarding SEC aspects of being a... public company. Candidate will manage securities matters, including Section 16 filings and reprortings, Rule 144......
(public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities Act of 1940 (Registered Investment Companies) and related disclosures, filings and compliance obligations. The... candidate should be self-starter with the ability to work with others to dev...
information: The salary for this position is competitive and commensurate with experience. Job title: Attorney - Investment Company Act Experience information: - 5+ years of experience working with the Investment Company Act of 1940 and related securities laws...
• Flexible location at any of our current offices in Chicago, Dallas, Detroit, Los Angeles, New York, Pittsburgh, or Washington DC • Responsible for preparation of filings with various regulatory bodies... • Strong experience with securities matters required • Detail-orien...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Firm Seeking Antitrust/Competition Associate in Bay Area H1: Join Our Growing Antitrust/Competition Group in Bay Area H2: Competitive Salary and Benefits Package Available We are a top law firm, **MEMBERS ONLY**SIGN UP NOW***., looking for highly qualified attorneys to...