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Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
Enforcement: - Responsible for managing a team of 5-8 attorneys in the Enforcement department, overseeing all stages of Enforcement cases from inception to completion. - Ensures that all factual findings are supported by accurate and well-supported evidence and are...
abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR...
of the Financial Industry Regulatory Authority, Inc. **MEMBERS ONLY**SIGN UP NOW***... is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership...
4 years in a regulatory or legal environment ... Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 - Colorado/Hawaii/Minnesota/Vermont: $92,500 - $166,800 - New York, NY: $111,000 - $200,200 - Washington State: $92,500 - $191,800...
experienced Assistant General Counsel, Regulatory to join their team.... The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal experience. They should also...
Associate General Counsel, Regulatory - Full Time ... an Associate General Counsel, Regulatory to manage the complete... cycle of adopting new regulatory requirements. This includes providing... on complex and sensitive regulatory initiatives and rule changes.... The position requires a high...
Title: Senior Litigation Counsel, Enforcement Organization:... Posted: Today FINRA, the Financial Industry Regulatory Authority, is seeking a... highly skilled and experienced Senior Litigation Counsel to join their... Enforcement Department. In this role, the Senior Litigation Counsel wil...
experience, particularly in civil litigation. This hybrid role involves... alongside professional liability defense cases. Candidates with civil litigation experience are required, and... prior exposure to FINRA matters is an advantage. The firm offers a competitive hybrid schedule, allowing for flexibi...
Job Title: Senior Litigation Counsel, Enforcement Experience:... Ten years of litigation experience with demonstrated ability... Organization: FINRA (Financial Industry Regulatory Authority) Department: Enforcement... Nationwide The Senior Litigation Counsel at FINRA is... responsible for representing the organization in...