Save your search progress and never miss an update
Organization: FINRA (Financial Industry Regulatory Authority) Position: Vice President &... Associate General Counsel, Regulatory Experience: Minimum of 10 years... of $345,700 (varies based on location and individual qualifications) Job Requisition ID: R-007923 Job Summary: The Vice President & Associate General Counsel, Regulatory, is responsible for...
involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance to other departments on legal issues, and participating in litigation training. The position requires a law degree and admission to... the bar, as well as excellent communication and organi...
• Assistant General Counsel, Regulatory • Full-time position with... FINRA (Financial Industry Regulatory Authority) • Job Requisition... legal experience required • Law degree from an accredited... law school and admission to... a bar required • Expertise in laws, rules, and...
Director, Regulatory Services Management - Full... H1: Apply for Director, Regulatory Services Management at **MEMBERS ONLY**SIGN UP NOW***... FINRA, the Financial Industry Regulatory Authority, is currently seeking... a Director, Regulatory Services Management to join... our team. In this role, you will be responsible...
Job Title: Associate General Counsel at ZeniMax Media Inc. H1 Heading: Join ZeniMax Media as an Associate General Counsel H2 Heading: Immediate Opening for an Associate General Counsel at ZeniMax Media Summary: ZeniMax Media Inc., a...
of relevant rules, federal securities laws, and markets and trading. Analyze the information received and identify the regulatory issues raised to determine,... among other things, whether the organization has jurisdiction. Collect and analyze additional relevant information obtained from internal a...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
direct OGC's program with respect to regulatory matters requiring specialized expertise... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act, their rules,...