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Financial Services - Regulatory Compliance - Manager 1... Overview: - Financial Services - Regulatory Compliance - Manager 1... position located in New York (primary), with potential to work in other locations within the region. - Competitive salary...
Financial Services - Regulatory Compliance - Manager The... solutions. Deliver consistent high-quality work-product. Stay informed of current business and industry trends relevant to the client's business. Manage all aspects of an engagement - from daily subject matter and regulatory iss...
Financial Services - Regulatory Compliance - Manager The... candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected...
a better working world EY is a global leader in assurance, tax, transaction and advisory services. The insights and quality services we deliver help build trust and confidence in the capital markets and in economies the world over. We...
Financial Services - Regulatory Compliance - Manager The... candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected...
Financial Services - Regulatory Compliance - Manager The... solutions. Deliver consistent high-quality work-product. Stay informed of current business and industry trends relevant to the client's business. Manage all aspects of an engagement - from daily subject matter and regulatory iss...
Compliance Manager The candidate will... manage foundational and strategic compliance responsibilities with consistent excellence... and management. Lead external regulatory audits and collaborates with... mitigate risk and achieve regulatory compliance. Manage/oversee projects, initiatives,... regulatory... audits or exams, internal... audits, accreditations, on-site...
Compliance Manager - Office of... be focused to support compliance with the Office of... of all three workstreams regarding data, quality, and advocacy. Coordinate all compliance activities required by this... new regulator. Work closely with the government relations office, th...
Services. This role involves providing legal expertise and guidance on various issues and regulatory inquiries related to the... firm's broker-dealer and registered investment adviser operations. The Assistant General Counsel will collaborate with senior business and compliance professionals, participate in ......
role is for a Senior Counsel: Contracts Specialist with 5 or more years of legal experience, preferably in a law firm or in-house, to join Corebridge Financial's Corporate Legal Team within GLCR. The Senior Counsel will be responsible for providing...