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is responsible for all corporate legal affairs and compliance for a growing national... MGA insurance business operating in highly-regulated markets. As a member of the NIP leadership team, this hands-on role will be key to developing and executing corporate governa...
Title: Principal Analyst, Regulatory Services Management Organization:... Principal Analyst in the Regulatory Services Management team (“RSM”)... in FINRA’s Department of Market Regulation and Transparency Services (“MRTS”) is responsible for performing a wide variety of tasks in support of establishing...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
The Vice President, Regulatory Liaison will play a... strengthening the Office of Regulatory Liaison (ORL) within FINRA's... Member Supervision department. This individual will serve as the primary liaison and representative for Member Supervision executive leadership in developing and maintaining...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
life insurance. 401(K) with company match to help you plan for your future. Educational assistance for those who wish to further their knowledge and skills. Corporate Counsel (Fully Remote): H1: Join Our Growing Legal Team as...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Senior-Level Position with the Opportunity for Advancement Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Requisition ID: R-008120 Time Type: Full Time Posted On: Posted Today Summary:...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at or email . Please note that this number is exclusively for...
Forensics - Digital Assets The candidate will be responsible for using investigative and analytical techniques to formulate an understanding of blockchain transactions and using the results to support clients as they navigate retrospective and proactive digital asset investigations. Queries large...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...