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Department: Governance and Compliance Position: Associate -... Volcker Compliance Officer Experience: Minimum... - $135,000 Job Title: Associate - Volcker Compliance Officer H1: Join... RBC as an Associate - Volcker Compliance Officer in Jersey City,... New...
Job Title: Principal Analyst, Regulatory Services Management H1... a Principal Analyst in Regulatory Services Management H2... Senior-level professional work in Regulatory Services Management - Perform... and maintaining controls for standard and non-standard reports - Support for Regulatory Service...
Title: Director, Regulatory Services Management (Full-Time) ... Organization: FINRA (Financial Industry Regulatory Authority) H1: Director,... Regulatory Services Management H2:... FINRA is seeking a highly skilled and experienced Director for their Regulatory Services Management team. T......
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Vice... President, Regulatory Liaison Experience: Significant securities,... compliance or financial regulatory experience Education: Bachelor's degree,... MBA, JD, or other relevant industry certification preferred Salary: Minimum $175,600, Maximum $345,700 (varies by location) Type:...
Are you an experienced compliance professional looking for a... currently seeking a Senior Compliance Advisor for our FDAS... Compliance team. In this role,... of ethical conduct and compliance within our organization. You... will also collaborate with various teams across Fidelity,...
Officer - Services Platforms Compliance - C14 (Jersey City)... id 24752688 Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent... Compliance Risk Management (ICRM) responsible... for establishing internal strategies, policies, procedures, processes, and programs...
H1: Senior Advisor of Regulatory Management H2: Boston, MA... a Senior Advisor of Regulatory Management to support regulatory... filings, compliance, and tracking... of regulatory requirements for Fidelity's expanding... - The Asset Management Compliance team works closely with... investment teams to ensure compliance with global regulations, investor......
H1: Senior Compliance Advisor Position Available at... Team as a Senior Compliance Advisor Are you... a seasoned compliance professional with experience in... a strong understanding of regulatory requirements and a passion... sector, is currently seeking a Senior Compliance A...
policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members. H1: Vice President, Corporate Financing - Lead and Manage Department for Regulatory Compliance and Investor Protection... H2: Develop Policies, Collaborate with Other Departments,...
Friendly Job Title: Tax Senior Manager - Private Equity (East Region City Locations) H1: Join Our Growing Team as a Tax Senior Manager - Private Equity! H2: Exciting Opportunity for Experienced Tax Professional Bold Headlines: - Utilize Your Tax...