Save your search progress and never miss an update
President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing Experience: Minimum of 10 years in the securities industry with experience in FINRA's Corporate Financing Rules Organization: **MEMBERS ONLY**SIGN UP NOW***...
Enforcement - Oversee a team of 5-8 attorneys handling Enforcement cases from start to finish, ensuring accurate and timely resolution. Salary Information: Varies based on location, experience, and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
FINRA is a registered trademark of the Financial... Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability,...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Title: Capital Markets & Investments Associate H1: Join Our Team as a Capital Markets & Investments Associate at Eversheds Sutherland in Washington, DC H2: Grow Your Legal Career in the Capital Markets & Investments Department at Eversheds...
will be an integral part of the firm's supportive practice, providing counsel to various industry-leading companies and management teams. This... role offers extensive interaction with clients, focusing on advising business development companies (BDCs), registered closed-end funds,... exchange-traded funds... (ETFs),...
DC is seeking a Registered Funds Associate Attorney with... on matters related to registered investment companies, including mutual... funds, and business development companies, as well as their... trustees and directors. Additionally, they will advise investment advisers on business and... re...
seeking a highly skilled Investment Management Associate Attorney to... have substantial experience representing registered investment companies, private funds,... and... investment advisers, with a strong... understanding of related laws and regulations. This position requires excellent writing skills, attention to detail, a...