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Seeking Experienced Associate - Investment Services Opportunity to work in... Corporate Associate in the Investment Services team. Location: Chicago, IL;... New York, NY; San Francisco, CA; Washington, DC (multiple offices available). Salary: $280,000 - $330,000 annual base salary. Practice Area: Corporate - Investment Ser...
CA, is seeking an Investment Services Associate Attorney with... legal matters related to registered investment companies and investment... advisers.... in handling transactions, particularly investment company reorganizations and mergers.... Experience with mutual funds, exchange-traded funds (ETFs), closed-end funds, and independent trustees...
Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: **MEMBERS ONLY**SIGN UP NOW***., a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of...
This role provides expert legal counsel on regulatory and compliance matters related to registered investment advisors and broker-dealers.... The ideal candidate will have a deep understanding of financial regulations, a strong background in working with regulatory bodies such as t...
Privacy Counsel at Foursquare - San Francisco, CA Foursquare is looking for a Senior Privacy Counsel with at least 5+ years of relevant experience to join our team in one of our office hubs located in New York City,...
a Chief Compliance Officer to join our team at **MEMBERS ONLY**SIGN UP NOW***. Asset Management, the registered investment advisor for **MEMBERS ONLY**SIGN UP NOW***..... This role will be a part of our Institutional Compliance team and will be responsible for building and maintaining a world-class com...
Friendly Job Title: Chief Compliance Officer, **MEMBERS ONLY**SIGN UP NOW***. Asset Management H1: Join **MEMBERS ONLY**SIGN UP NOW***. as a Chief Compliance Officer H2: Lead the Compliance Program for **MEMBERS ONLY**SIGN UP NOW***. Asset Management Bold Headlines: - Build a World-Class Compliance Program for the Leading...
a part of a highly successful, full-service law firm that counts among its esteemed clients many Fortune 250 firms. This firm has a reputation for treating associates exceedingly well. The branch office of a large international law firm, this...
Position: Director, Enforcement Organization: FINRA Locations: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA...
reserved. FINRA is a registered trademark of the Financial... Industry Regulatory Authority, Inc. H1: Director, Enforcement - Lead and Manage a Team of Attorneys H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry Regulatory Authority) Job...