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FINRA (Financial Industry Regulatory Authority) Position: Vice President & Associate General Counsel, Regulatory Experience: Minimum of 10 years of relevant legal experience Location: Washington, DC or Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 (varies based on location and individual qualifications) Job...
Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement position is a full-time role with a minimum of 10 years of litigation experience. This role involves representing FINRA in complex disciplinary proceedings and appeals, providing guidance...
Investigator, Specialist Team - All FINRA Locations Full time The Principal Investigator, Specialist Teams is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of persons associated with...
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Manager, Private Placement Review - Apply Now! H2: Join Our Team at Organization - Rockville, MD or Washington, DC Location Job Title: Manager, Private Placement Review Job Type: Full Time Organization: FINRA Location: Rockville, MD or Washington, DC Salary:...
Title: Capital Markets & Investments Associate H1: Join Our Team as a Capital Markets & Investments Associate at Eversheds Sutherland in Washington, DC H2: Grow Your Legal Career in the Capital Markets & Investments Department at Eversheds...
will be an integral part of the firm's supportive practice, providing counsel to various industry-leading companies and management teams. This... role offers extensive interaction with clients, focusing on advising business development companies (BDCs), registered closed-end funds,... exchange-traded funds... (ETFs),...
firm is seeking an Investment Services Associate Attorney to... for managing multiple matters concurrently, specializing in registered investment companies, investment advisers,... and... federal securities laws compliance. Duties:Manage multiple matters simultaneously within the realm of investment servicesProvide legal counsel on... regulatory a...
DC is seeking a Registered Funds Associate Attorney with... on matters related to registered investment companies, including mutual... funds, and business development companies, as well as their... trustees and directors. Additionally, they will advise investment advisers on business and... re...
seeking a highly skilled Investment Management Associate Attorney to... have substantial experience representing registered investment companies, private funds,... and... investment advisers, with a strong... understanding of related laws and regulations. This position requires excellent writing skills, attention to detail, a...