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firm is seeking an Investment Services Associate Attorney to... multiple matters simultaneously, primarily dealing with registered investment companies, investment advisers,... and... federal securities laws compliance. Duties:Manage multiple matters concurrently within the realm of investment servicesProvide legal counsel on... regulatory and com...
IL is seeking a Registered Funds Associate Attorney with... on matters related to registered investment companies, including mutual... funds, and business development companies. They will also advise... investment advisers on business and... regulatory matters, collaborating closely with clients,...
Job Title Registered Funds Associate (3 –... experience practicing as a Registered Funds Attorney. Department... Asset Management Group (Registered Funds) Law Firm... is seeking a Registered Funds Associate with 3-6... years of experience to join...
seeking a highly skilled Investment Management Associate Attorney to... have substantial experience representing registered investment companies, private funds,... and... investment advisers, with a strong... understanding of related laws and regulations. This position requires excellent writing skills, attention to detail, a...
sexual orientation, gender identity, national origin, age, disability, veteran status, or any other characteristic protected by law. Faegre Drinker is a top global law firm with offices throughout the United States, Europe, and Asia. Our Investment Management Practice Grou...
to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of working with and counseling registered investment advisors and broker-dealers... including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.......
years of relevant experience. The ideal candidate will be crucial in advising registered investment advisors and broker-dealers... on regulatory and compliance matters, demonstrating expertise in the Investment Advisers Act of 1940... and the Investment Company Act of 1940.Job... Details:Duties:Provide co...
(public and private), the Securities Act of 1934 (Registered Investment Advisors), the Securities... Act of 1940 (Registered Investment Companies) and related... disclosures, filings and compliance obligations. The candidate should be self-starter with the ability to work with others to dev...
Securities Act of 1934 (Registered Investment Advisors), the Securities... Act of 1940 (Registered Investment Companies) and related... disclosures, filings and compliance obligations. Candidates should be self-starters with the ability to work with others to develop and maintain a book of...
of State offices and registered agent companies on entity... the like. Support the investment transaction process. Generate first... drafts of documents using standard forms (such as the NVCA document set) or firm templates. Use and create systems to organize, optimize,...