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FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
Litigation Counsel, Enforcement The organization is seeking a Senior Litigation Counsel to join their team. This position is responsible for handling complex disciplinary and non-disciplinary proceedings and representing the organization in appeals before the National Adjudicatory Council. The ideal...
is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Senior Attorney – US Investment Management (Mutual Funds, ETFs... is a leading global investment management firm that offers... United States. The Senior Attorney will provide regulatory and legal support for **MEMBERS ONLY**SIGN UP NOW***.'s . investment management business, including mutual... funds,...