Job Title: Public/Project Finance Associate Job Responsibilities: The Public... and Project Finance Associate... join the law firm's Public and Project Finance Group,... working in the Denver, Minneapolis, or Philadelphia office. The associate will be responsible for representing a diverse range of clients,...
Firm Hiring Counsel for Finance & Restructuring Practice Group... - $420,000 per year Experience: Minimum of 7 years of transactional experience Application Deadline: March 31, 2025 Faegre Drinker, a leading law firm, is seeking a Counsel level finance...
large firm has many offices across the United States and offers a full-service practice that includes corporate, litigation, bankruptcy, tax, employment, and other types of law. The firm has a reputation for providing cost-effective services and communicating well with its...
Title: Senior Counsel - Public Finance Job Responsibilities: The Senior Counsel... within the company's national Public Finance organization is responsible... to the company's national Public Finance business. The role... involves performing significant and complex legal work while regularly interacting with management. The...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
External Strategic Engagements - All FINRA Locations Apply Logo locations Philadelphia, PA (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston,...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Principal Risk Monitoring Analyst - Any FINRA Location The role of an Associate Principal Risk Monitoring Analyst at FINRA involves conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a mid-level position with staff developing...
Title: Special Counsel-Corporate (0026) Job Responsibilities: Corporate (Procurement Contracts) - Manage legal matters related to SEPTA’s Procurement and Supply Chain Management Division, including negotiating and drafting agreements for procurements. - Respond to bidder/proposer requests for contract changes in accordance with SEPTA’s procurement procedure. - Advise...
Friendly Job Title: Senior Associate, Risk Monitoring - FINRA Locations Nationwide H1: Join Our Team as a Senior Associate, Risk Monitoring at FINRA H2: Essential Functions and Requirements for Senior Associate, Risk Monitoring Role at FINRA Department:...
Director, Operations, Procedures and Standards Organization: FINRA Department: Member Supervision Operations, Procedures and Standards Salary Range: $131,100 - $305,000 (based on location and other factors) Job Type: Full-time Experience: Significant experience in securities, compliance or financial regulatory field Education: Bachelor's...
Senior Director, Financial Intelligence Fusion Center, Member Supervision - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Senior Director, Financial Intelligence Fusion Center, Member Supervision Job Requisition ID: R-009067 Location: Any FINRA Location (see list below) Time Type: Full Time Salary Range: $154,100...
offers a comprehensive benefits package that includes tuition reimbursement, a 401(k) match, a pension plan, health and welfare benefits, and much more. Organization: FINRA Job Title: Examination Manager Location: All FINRA Locations Time Type: Full Time...
to a Risk Monitoring Director and supports them in identifying existing and emerging risks, as well as interacting with internal and external parties. The ideal candidate for this position has a Bachelor's Degree in Finance, Accounting, Business, or a... re...
Principal Investigator, NCP - IRG - All FINRA Locations Job Title: Associate Principal Investigator, NCP - IRG Job Type: Full time Organization: FINRA Department: Initial Review Group (IRG) Experience Requirements: Bachelor’s degree or equivalent relevant...
a condition of employment, FINRA employees are required to comply with the Code of Conduct and all applicable FINRA rules and regulations, and to disclose to FINRA all brokerage accounts that they maintain and those in which they control trading...
of MS Operations, Procedures and Standards - All FINRA Locations: - Develop and implement procedures and standards across the program, working with SEC, Internal Audit, and Quality Assurance. - Provide strategic leadership and guidance for the program, including developing...
Principal Investigator, NCP - IRG - All Locations Salary Information: - Minimum salary varies by location: - CA: $94,200 - CO/HI/MN/VT: $81,900 - IL: $90,100 - Jersey City, NJ/NYC, NY: $98,300 - MA/WA: $81,900...
- Job Title: Vice President, Enforcement Legal - Organization: FINRA - Location: Multiple locations including New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boston, MA; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San...
this legal externship with FINRA, you will have the opportunity to work closely with experienced attorneys, investigators, and management in the Enforcement department. Your main responsibilities will include conducting legal research and writing, reviewing documents, and assisting with preparation for...
Analyst, MS Operations, Procedures and Standards - All FINRA Locations Full Time Posted Today Job Requisition ID: R-009197 About FINRA: FINRA is a non-governmental organization that regulates the securities industry in the United States. FINRA is dedicated to investor protection and market integrity through effective...
Organization: FINRA Job Title: Principal Analyst, Risk Monitoring - Capital Markets Experience: Senior-level position with experience in financial industry and risk assessment Salary: Varies based on location and factors such as education and experience Job...
Friendly Job Title: Senior Director, Examinations - All FINRA Locations H1: Lead and Implement Strategies for Examination Program at FINRA H2: Essential Job Functions and Requirements Bold Headlines: Develop Strategic Plans, Collaborate with Risk Monitoring, Provide Strategic and Tactical Advice, Manage Examination Directors,...
Job Title: Principal Analyst, Risk Monitoring - FINRA H1 Heading: Principal Analyst, Risk Monitoring - All FINRA Locations H2 Heading: Conducting Risk Monitoring Activities for FINRA's Highest Impact Firms Organization: FINRA Department: Risk Monitoring Job...
Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations - Full-time position in Member Supervision Operations, Procedures and Standards (MS OPS) - Develop, implement, and maintain operations, procedures, standards, and reporting - Continuously evaluate program for areas...
Friendly Job Title: Associate Principal Investigator, NCP - IRG - All **MEMBERS ONLY**SIGN UP NOW***. Locations H1: Join **MEMBERS ONLY**SIGN UP NOW***. as an Associate Principal Investigator H2: Investigate Regulatory Intelligence at **MEMBERS ONLY**SIGN UP NOW***. Locations Nationwide Organization: **MEMBERS ONLY**SIGN UP NOW***. (Financial Industry Regulatory Authority) Job Type: Full Time Salary Range: $81,900 - $176,000 Experience Level:...
FINRA is seeking an Associate Principal Investigator to join their Initial Review Group (IRG) team at all FINRA locations. The IRG team is responsible for reviewing and analyzing regulatory intelligence received through various sources and escalating higher-risk matters. The...
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doing business with the public in the United States.... market integrity in a public-private partnership with the Securities... and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization’s Cyber and Analytics Unit (CAU) is tasked with leading the Cyber-Enabled Fraud (CEF) team. This responsibility includes overseeing the planning and execution of cyber-enabled fraud investigations involving...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist in the Financial Intelligence Unit (FIU) within the organization’s National Cause and Financial Crimes Detection Program (NCFC) is responsible for executing functions that support the specialized unit’s mission. This...
Title: Principal Investigator, Specialist Team - All FINRA Locations Job Responsibilities: The Principal Investigator, Specialist Teams, is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of individuals associated with FINRA member...
Join the Global Team at a Top Ranked Law Firm - Kennedys is Hiring Financial Lines Attorneys H2: Exciting Opportunities for Attorneys with Financial Lines Experience Are you a motivated and dynamic attorney with experience in insurance litigation...
Senior-Financial Svcs-Global Infor Reporting (East Region Locations) Tax Business Tax Services Position Summary Are you a strategic and creative tax professional who would like to work on international tax regimes contributing to global tax transparency? Would you...
Job Title: Claims Manager- Financial & Professional Lines H1: Join Our Team as a Claims Manager for Financial & Professional Lines at **MEMBERS ONLY**SIGN UP NOW***. H2: Essential Job Functions for Claims Manager Position Company: **MEMBERS ONLY**SIGN UP NOW***. Location: Chicago, IL; Philadelphia, PA; Boston,...
providing tax advisory services to clients in insurance industry - Work on a variety of tax services for public and private companies -... Assist with tax planning, research, and IRS audit defense - Coordinating with client's tax and finance department...
Senior Manager - Financial Services - Mutual Fund (East Region City Locations) Position Summary: - Seeking a highly experienced and motivated Tax Senior Manager with a passion for financial products and a strong understanding of regulated investment companies,...
1-3 years of recent public accounting experience? Do you... have a strong understanding of tax compliance and planning for high net worth individuals, businesses, and trusts? Are you looking for a challenging and rewarding career in a top workplace? If...
accounting? Look no further! Join our team at the law firm and be a part of the Inquirer's Top Workplaces. We are currently seeking individuals with 3-6 years of recent public accounting experience to join... our team as Tax Seniors/Supervi...
Tax Manager - CPA Law Firm Seeking Experienced Self-Sufficient CPAs H2: Join Our Top-Ranked Tax Team and Make an Impact The tax industry is constantly evolving and we are looking for ambitious and self-sufficient CPAs to join our...
Manager, Tax - Asset Management/Financial Services Harrisburg, PA; Philadelphia, PA; Pittsburgh, PA 120867 **MEMBERS ONLY**SIGN UP NOW***. is currently seeking a Manager/Senior Manager to join our Business Tax Services practice. Responsibilities: Manage a portfolio of clients of various...
Manager, D&O Financial Lines Apply locations Chicago, IL San Francisco, CA Atlanta, GA Boston, MA 399 Park Avenue-New York, NY locations Los Angeles, CA Philadelphia, PA time type Full...
Job Title: Public/Project Finance Associate AttorneyJob Location:... talented associate attorney to join their Public and Project Finance Group.... The firm represents a diverse range of clients, including borrowers, developers, investment banks, issuers, and lenders, in public and project finance transaction......