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SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are Officer (“CCOâ€) of company Mutual Funds and the company... Advantage... Funds (the “Fundsâ€). Reports to......
years, we have developed exclusive resources for advancing your legal career. SVP, Compliance Director - Funds The candidate will be... responsible for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as...
legal group of a mutual fund and exchange-traded fund... closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange...
legal group of a mutual fund and exchange-traded fund... closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange...
group of a growing mutual fund and exchange-traded fund... closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange...
investment and hedge funds, mutual funds and/or private equity.... Will develop budgets, determine resource requirements, and direct/monitor engagements. Participate in managing a compliance group by assisting with forecasting future compliance work, delegating work effectively, and resolving staffing issues. Maintain contin...
investment and hedge funds, mutual funds and/or private equity.... Will develop budgets, determine resource requirements, and direct/monitor engagements. Participate in managing a compliance group by assisting with forecasting future compliance work, delegating work effectively, and resolving staffing issues. Maintain contin...
Administrator 2-Fin The candidate will have global responsibility for: Becoming an expert on the entire company Marketing Cloud bid management process and systems. This includes becoming an expert in creation all bid package deliverables (BPW, eSaaS Pricing Tool, RAW, SOW/Exhibits,...
Tax Senior - Investment Management - Private Equity Tax **MEMBERS ONLY**SIGN UP NOW***. Tax LLP is looking for experienced professionals to join their team as *Tax Senior* in the Investment Management - Private Equity Tax. This role is available in 30 locations...
Tax Senior - Financial Services Industries - Hedge Fund Tax ## Position Summary **MEMBERS ONLY**SIGN UP NOW***. is seeking a Tax Senior to join its Financial Services Industries - Hedge Fund Tax practice. The right person should have a solid understanding...