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of Legal Ethics & Professional Responsibility Duties: Assist the US Loss Prevention Partner in the provision of regulatory, professional ethics and compliance matters relevant to partners, other fee-earners and support staff throughout the firm’s US offices. Identify changes in applicable...
Senior Paralegal - Investment Management Morgan, Lewis & Bockius LLP, one of the world’s leading global law firms, is seeking an experienced Corporate Paralegal for their Investment Management Practice Group. The Paralegal will work in a hybrid in-office/remote working...
on Financial Crime and Sanctions. The ideal candidate will play a crucial role in managing day-to-day activities related to anti-money laundering (AML) and sanctions compliance,... collaborating with internal stakeholders to ensure regulatory adherence and efficient business processes. Job Details:Liaise with exi...
is an Employer of Choice FINRA has been named a Best Place to Work by several outlets, including the Washington Post, Financial Times and InvestmentNews. We are proud to offer a culture of inclusiveness and collaboration that is both...
Associate, Financial Crimes - Job Overview Are you an experienced professional looking for a fast-paced and dynamic work environment? Look no further than KPMG. Our Advisory practice is currently the fastest growing within the firm, and we anticipate this...
Title: International Compliance Analyst (Hybrid, Bilingual) Experience: 3+ years of professional compliance, investigation or data privacy experience Salary Information: $67,800k - $121,900k/yr (New York), $81,300k - $121,900k/yr (New York City), $71,100k - 106,700k/yr (Colorado), $77,900k - $127,100k/yr (California) Introduction:...
counsel to Criminal Investigation (CI). Specializes in assisting CI with investigations and prosecutions of violations of the internal revenue laws, the Bank Secrecy Act, money laundering statutes, and other... federal criminal violations; special investigative techniques employed by CI; and crimi...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
reporting, including: conducting research on corporate business structures; reviewing and analyzing conflicts search results; generating conflicts reports; utilizing conflicts applications and research methods in order to assess potential legal and business conflicts; conducting new client and anti-money laundering due diligence...