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of Legal Ethics & Professional Responsibility Duties: Assist the US Loss Prevention Partner in the provision of regulatory, professional ethics and compliance matters relevant to partners, other fee-earners and support staff throughout the firm’s US offices. Identify changes in applicable...
is an Employer of Choice FINRA has been named a Best Place to Work by several outlets, including the Washington Post, Financial Times and InvestmentNews. We are proud to offer a culture of inclusiveness and collaboration that is both...
Associate, Financial Crimes - Job Overview Are you an experienced professional looking for a fast-paced and dynamic work environment? Look no further than KPMG. Our Advisory practice is currently the fastest growing within the firm, and we anticipate this...
counsel to Criminal Investigation (CI). Specializes in assisting CI with investigations and prosecutions of violations of the internal revenue laws, the Bank Secrecy Act, money laundering statutes, and other... federal criminal violations; special investigative techniques employed by CI; and crimi...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
Forensics - Digital Assets The candidate will be responsible for using investigative and analytical techniques to formulate an understanding of blockchain transactions and using the results to support clients as they navigate retrospective and proactive digital asset investigations. Queries large...
Job ID 6954 Manager, Forensics - AML: Leading, managing, and directing staff in performing analysis, examination, review, assessment, and testing in a wide variety of client engagements focused on anti-money laundering compliance, USA PATRIOT Act,... Bank...
engagements related to anti-money laundering compliance, USA PATRIOT Act,... Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC), and Know Your Client (KYC). - Interacts with client personnel, conducting interviews and actively participating in discussions and meetings. - Analyzes...
testing in client engagements for anti-money laundering and economic sanctions compliance... systems. Apply experience in data analytics and information technology to ensure compliance with AML laws and regulations. Interact with client personnel and communicate effectively to make recommendation...