FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer Job Title: Principal Investigator, NCP - All FINRA Locations Experience: Advanced knowledge of relevant **MEMBERS ONLY**SIGN UP NOW***...
resumes submitted by search firms to any employee at **MEMBERS ONLY**SIGN UP NOW***. via email, the Internet, or in any form and/or method without a valid written search agreement in place for this position will be deemed the sole property of Ballard...
frieldly job title: Associate Principal Investigator, NCP - IRG - All FINRA Locations (Open) H1: Join FINRA as an Associate Principal Investigator H2: Investigate Regulatory Intelligence at FINRA's IRG Department Organization: FINRA Department: Initial Review Group (IRG) Job Title:...
Title: Corporate Actions Analyst, Transparency Services Salary Range: $61,300-$130,400 per year Location: Rockville, MD Organization: FINRA Job Type: Full-time H1: Join FINRA as a Corporate Actions Analyst in Rockville, MD! H2: Exciting opportunity with competitive salary and benefits!...
Executive Assistant Position at Award-Winning Immigration and Human Rights Law Firm in Bethesda, MD H1: Join Grossman Young & Hammond as a Temporary Executive Assistant H2: Exciting Opportunity at Internationally Recognized Law Firm Are you a highly...
$152,000—$209,000 USD Experience: 5+ years in employment law, prior in-house experience preferred Responsibilities: - Monitor company compliance with employment laws and regulations for global workforce - Review, update, and maintain employment policies, procedures, handbooks, and agreements - Advise on...
Principal Investigator, NCP - IRG - All FINRA Locations: - Job Title: Senior Principal Investigator, NCP - IRG - Organization: FINRA - Department: Initial Review Group (IRG) - Experience: Substantial experience in the securities/financial industry with increasing levels of...
Shift Day Job Description Corporate Counsel - Hunt Valley, MD Sinclair, Inc. (Nasdaq: SBGI) is seeking a Corporate Counsel to join our team in Hunt Valley, MD. This role will play a critical role in advising and...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations - Conduct risk monitoring activities and ongoing risk assessments of FINRA members - Collaborate with internal departments to analyze and communicate regulatory intelligence - Mentor and coach junior level risk monitoring staff - Serve...
Friendly Job Title: Principal Analyst, Risk Monitoring - All FINRA Locations H1 Heading: Join Our Team as a Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: **MEMBERS ONLY**SIGN UP NOW***...
The organization is seeking a Vice President, Enforcement Legal to lead their attorney teams in high-impact investigations and disciplinary actions. This role requires a minimum of 10 years of complex litigation experience, preferably involving securities laws, and a minimum...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Associate Director, Regulatory Policy Legal Support Experience: Minimum of 8 years in a relevant field Location: Washington, DC or Rockville, MD Time Type: Full time Job Description: The Associate...
Program Administrator, OGC Regulation - Washington, DC/Rockville, MD Apply Now! The Senior Program Administrator will provide high-level administrative and programmatic support to employees and senior executives within the Office of General Counsel (OGC) Regulatory Policy, Capital Markets, and Appellate offices. This role...
Join the Medifast Team as a Senior Staff Counsel H2: Help Others Achieve Lifelong Transformation Summary: Medifast is a dynamic and fast-growing health and wellness company that is on a mission to promote healthy living and make it...
Assistant General Counsel at Orano - Bethesda, MD H2: Join the Legal and Compliance Team at a Leading International Player in the Nuclear Industry Summary: The Assistant General Counsel role at Orano is a unique opportunity for a...
Financial Operations Regulatory Attorney VP position at **MEMBERS ONLY**SIGN UP NOW***. is a highly sought after role within the company. As a leading global financial services firm, **MEMBERS ONLY**SIGN UP NOW***. offers a wide range of investment banking, securities, investment management, and wealth management...
the tax implications relating to their business objectives, recommending alternate courses of action, as well as identifying different methods of complying with tax regulations. In this role, the STS SALT Manager will be charged with marketing, networking and business developme......
Assistance Program: Travelers provides free confidential professional services help for employees and their family members for a variety of everyday life needs. On-site Fitness Center: Stay fit and healthy while on the job with our on-site fitness center....
Counsel - Transactional, Real Estate and Corporate Finance Location: Los Angeles, CA Salary Range: $150, - $195, Experience: Minimum 4 years **MEMBERS ONLY**SIGN UP NOW***., a leading solar energy company, is seeking a Corporate Counsel to join its in-house legal team....
/ Sr Principal Contract Administrator (TS/SCI Clearance) Apply locations United States-Maryland-Annapolis Junction time type Full time posted on Posted 7 Days Ago job requisition id R10182559 RELOCATION ASSISTANCE: No relocation assistance...
Supply Chain Subcontract and Terms and Conditions Specialist Apply locations United States-Maryland-Unknown City time type Full time posted on Posted 10 Days Ago job requisition id R10183474 RELOCATION ASSISTANCE: No relocation...
Clerk Internship, Fall - Opportunity to Serve Maryland Citizens and Gain Valuable Legal Experience Organization: Office of the Attorney General Job Title: Law Clerk Experience Level: Law Students Salary: Unpaid, may be eligible for course credit...
Firm is seeking a Real Estate Associate with 3-6 years of experience in Baltimore, Maryland. H1: Join Our Real Estate and Business Transactions Team in Baltimore H2: Real Estate Associate Position Available with Law Firm Are you...
IDENTIFY AS ONE OR MORE OF THE CLASSIFICATIONS OF PROTECTED VETERAN LISTED ABOVE I AM NOT A PROTECTED VETERAN I DON'T WISH TO ANSWER WHY ARE YOU BEING ASKED TO COMPLETE THIS FORM? Because we do business with the...
Principal Investigator, NCP - IRG - All Locations Overview: The Associate Principal Investigator, NCP - IRG, is responsible for intake and assessment of regulatory intelligence received by **MEMBERS ONLY**SIGN UP NOW***. This includes analyzing information received from a variety of sources and making recommendations for...
Title: Director, MS Operations, Procedures and Standards Job Responsibilities: - Provide strategic leadership and guidance in establishing procedures and standards across the program. - Advise and collaborate with various groups conducting reviews of the program, including the SEC, Internal Audit, and Quality Assurance. -...
The Assistant General Counsel for M&A and Securities will be responsible for providing legal support and advice to **MEMBERS ONLY**SIGN UP NOW***. and its connections across Aegon. This role will involve overseeing due diligence, drafting and negotiating transaction documents, and ensuring compliance...
Legal Secretary – Litigation and Employment **MEMBERS ONLY**SIGN UP NOW***. is looking for an experienced legal assistant to join their litigation and employment team. The successful candidate must have at least five years of legal experience in a law firm or corporate...
All The Employee Relations Partner is responsible for providing consistent, tactical Employee Relations consultation to Managers and Employees to resolve employee issues and advise on employee conflict resolution, disciplinary action and/or termination. They...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Title: Investigator Senior Experience: Minimum 5 years in healthcare insurance and investigation Salary: $77,028 to $132,048 (may vary based on location and qualifications) H1: Join **MEMBERS ONLY**SIGN UP NOW***. as an Investigator Senior H2: Recovery and Prevention of Healthcare Fraud...
Friendly Job Title: Principal Investigator, NCP - FINRA H1: Join FINRA as a Principal Investigator, NCP H2: Investigate Financial Fraud as a Principal Investigator with FINRA Bold Headline: FINRA is Seeking Experienced Investigators for their National Cause...
you need an accommodation for the application process, please email us at . Please note that this email address is only for inquiries regarding application accommodations. In addition to salary, FINRA provides a comprehensive benefits package. Candidates can expect...
Friendly Job Title: Strategic Partnerships Senior Counsel H1: GEICO Seeks Senior Counsel for Strategic Partnerships H2: Join Our Legal Team to Support Commercial Transactions and Insurance Distribution Bold Headlines: - Experienced Legal Professional Wanted for Strategic Partnerships at GEICO - Support Novel and Cutting-Edge Ways...
Director, OCLO Operations - Job Summary: The Associate Director of the Offices of Chief Legal Officer (OCLO) Operations is responsible for leading cross-functional initiatives and special projects within OCLO, supporting organizational excellence, and facilitating strategic planning processes. This role...
Attorney, Revenue and Marketing: Join Our Global Team... H1: Attorney, Revenue and Marketing: Join Our Global Team... for Revenue, Sales, and Marketing Matters H2: Responsibilities... and negotiating various revenue-related agreements for global business lines... - Providing legal advice and...
responsible for reviewing all agreements, contracts, Memoranda of Understanding,... compliance with state law, regulation and Board of Education policy. Summary of Responsibilities: Review all contracts, agreements, memoranda of understanding, deeds,... real estate documents, change orders and so...
Associate Principal Risk Monitoring Analyst will work with a team to conduct risk monitoring activities and ongoing risk assessments of FINRA members. This is a mid-level position that reports to a Risk Monitoring Director and supports them in identifying existing...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Supply Chain Management Consultant Job Locations US-MD-Baltimore Posted Date 1 month ago(12/21/2024 2:18 AM) Job ID 2024-12013 # of Openings 1 Category Supply Chain Overview LMI is seeking a skilled Cyber Supply Chain Risk...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Title: Junior Structured Finance Associate AttorneyJob Overview: A prominent law firm in Baltimore, MD, is seeking a motivated associate attorney with a background in structured finance and derivatives. The role is ideal for a legal professional with 3-5 years of hands-on...