a highly qualified Securities Litigation Associate Attorney with at... and interpersonal skills, and be barred in NY state or eligible to sit/waive into the next Bar exam. This role offers a dynamic opportunity to handle complex securities litigation cases wi...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 FINRA, the...
Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....
Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL...
Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Director ID: 2104417 Job Description: The...
Analyst, Compliance Governance & Operations, Fidelity Digital Assets Apply Create job alert Salary: listed in the job description or discussed with your recruiter Posted December 18, 2024 Hybrid Experience: Manager ID: 2104421 Job Description:...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
countries would be an asset; At least 3 years of working experience as a full-time lawyer, and legal experience in companies concerning foreign investment, finance, real estate, funds, trust, securities and insurance, etc. would... be an asset; Strong written skills...
Litigation Associate Position at a... Are you an experienced litigation attorney with a passion... in New York City, is seeking a Litigation Associate with 4-8 years... of experience to join our team. Job Responsibilities: • Handle complex commercia...
directors and officers in securities class actions, derivative suits,... merger litigation and other civil actions... arising from securities-related disputes. • Conduct... internal investigations related to allegations of accounting fraud, whistleblower claims, or alleged violations of anti-bribery laws such as...
years of experience in Securities Derivative/Delaware Court of Chancery... Litigation. The ideal candidate... will have exceptional writing, analytical and fact-digging skills, as well as the initiative and drive to win cases. **Job Duties and Responsibilities** - Draft...
Responsible for providing legal advice and support for the adoption of new regulatory initiatives - Must have advanced knowledge of laws, rules, and regulations governing the securities industry - Work closely with... the Board of Governors and FINRA advisory committees to...
GBM Prime Services & Securities Financing Transactions Attorney ... Experience: 10+ years of relevant experience working with or at a financial institution, including relevant experience at a law firm, is preferred Location: New York, New York, United States...
GBM Equities Cash Attorney, Senior Legal Director/Managing Director Opportunity Overview: - Join the dynamic and fast-paced Global Markets Legal team at a bulge bracket investment bank - Work with top legal and regulatory professionals in the industry -...
