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seeking a Junior Securities Litigation Associate to join their... least 2 years of litigation experience, preferably in the... areas of financial services and/or employment law. This is an exciting opportunity for a motivated individual who is interested in working in...
have a solid understanding of the Florida Rules of Civil Procedure. Must have Federal experience with trials and the Federal Rules of Civil Procedure. Must have experience with the Florida Rules of Civil Procedure. Must have experience...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters...
Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete...
within the organization. As such, it requires a high level of experience and expertise in securities-related regulatory and/or complex litigation. The Director will be... responsible for managing a team of Enforcement attorneys, overseeing a diverse docket of cases, and ensurin...
the organization and the securities industry as a whole.... With a hybrid work environment and competitive salary range, this is a highly desirable position for those with a passion for regulatory work and a drive to succeed. As the...
Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on...
Senior Litigation Counsel, Enforcement The... is seeking a Senior Litigation Counsel to join their... a law degree and at least thirteen years of litigation experience, with a strong... understanding of federal securities laws and regulations. This... is a...
and benefits. Senior Litigation Counsel, Enforcement - Full... a highly experienced Senior Litigation Counsel to join their... Enforcement team. This position offers the opportunity to litigate nationwide non-disciplinary and disciplinary proceedings, as well as brief and argue appeals before...