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Trial Attorney - Cerritos, California - Full Time - R-24-0026570 Salary Range: $87,400 to $150,200 Position Summary: - Legal Counsel position in Cerritos, CA location - Responsible for handling legal work on assigned cases - Develops and...
the Air & Space Defense System (ASDS) Strategic Business... Unit (SBU) and its key stakeholders, teams, and functions. The salary range for this role is between 171,000 USD to 343,000 USD, and the application window is expected to close within...
1-5 years of civil litigation experience Department: Civil... Litigation/Securities/FINRA/Professional Liability Defense H1... as an Associate Attorney at a Multi-Practice Area Law Firm in Los Angeles H2: Seeking 1-5 Years of Civil Litigation Experience and Expertise in... Securities/FINRA a...
non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...
Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
Enforcement: - Responsible for managing a team of 5-8 attorneys in the Enforcement department, overseeing all stages of Enforcement cases from inception to completion. - Ensures that all factual findings are supported by accurate and well-supported evidence and are...
abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR...
Organization: FINRA Job Title: Counsel, Enforcement Job Type: Full Time Experience: Minimum of 4 years in a regulatory or legal environment Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 -...
bar, and a minimum of 6-8 years of directly related legal experience. They should also have advanced knowledge of laws, rules, and regulations governing the securities industry, along with strong... organizational, communication, judgment, analytical, and interpersonal skills. The position is...
General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert...