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Securities Litigation Analyst The candidate will... statements filed with the Securities Exchange Commission as they... have Master’s Degree in Securities/Corporate/ Finance/Trade Law. 2 years’... experience on the job or as a lawyer or eligible to take the NY State Bar...
directors and officers in securities class actions, derivative suits,... merger litigation and other civil actions... arising from securities-related disputes. • Conduct... internal investigations related to allegations of accounting fraud, whistleblower claims, or alleged violations of anti-bribery laws such as...
years of experience in Securities Derivative/Delaware Court of Chancery... Litigation. The ideal candidate... will have exceptional writing, analytical and fact-digging skills, as well as the initiative and drive to win cases. **Job Duties and Responsibilities** - Draft...
D&O or E&O insurance coverage and/or securities litigation - Focus on advising... clients on directors and officers liability and professional liability matters - Responsibilities include policy analysis, drafting coverage opinions and client reports, and litigating insurance coverage actions -...
title: Mid-Level Financial Services Litigation Associate - Salary range:... securities, and/or financial services litigation - Location: New York... City **MEMBERS ONLY**SIGN UP NOW***., a leading law firm in New York City, is seeking a talented and experienced mid-level associate...
Enforcement - Job Opportunity with FINRA Responsibilities: - Manage a team of 5-8 Enforcement attorneys, overseeing all stages of Enforcement cases from inception to completion. - Ensure that all outcomes in Enforcement matters are supported by thorough and...
Enforcement The Director of Enforcement is responsible for managing a team of 5-8 attorneys and overseeing the resolution of Enforcement cases from start to finish. This includes ensuring that all factual findings are well-supported and that legal frameworks are...
FINRA is Hiring a Director of Enforcement H2: Manage a Team of Attorneys and Ensure High-Quality Enforcement Outcomes Organization: FINRA Location: New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX Time Type: Full time Salary Range: $127,300 - $296,100 (depending on location...
experience in complex commercial litigation and counseling • Admitted... skills • Experience in securities law and antitrust law... • Handling complex commercial litigation matters • Providing legal... counsel and advice to clients • Conducting legal research and drafting legal documents...
non-governmental regulator for all securities firms doing business with... maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed,...