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Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position...
"Join FINRA as a Director of Enforcement - Apply Now!" H2: "Manage a Team of Attorneys and Drive Successful Enforcement Outcomes" Director, Enforcement Full-time position with FINRA Job ID: R-008299 Location: Various locations across the US We are seeking a highly skilled and experienced Director of...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
research, and develop legal strategies to assess and prosecute cases. The ideal candidate will have a minimum of seven years of relevant legal experience in the financial regulatory field and possess a strong understanding of securities laws and FINRA ru......
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
Title: Assistant General Counsel, Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,600 - Illinois: $139,800 - $271,400 - Jersey...
points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior management...
Financial Services Litigation Associate The candidate must... 3+ years of diverse litigation or clerking experience. Requisite... experience: litigation involving commercial real estate... and litigation involving distressed loans and... real estate, debt and security instruments, or creditor and lender liability, taking...
# Litigation Associate Attorney at Jones... Fortune 500 companies, providing a wide array of business and personal legal services. When beneficial to the interests of our clients, our litigation attorneys work in multi-disciplinary... teams across areas of expertise to efficie...
Law Firm seeks a litigation associate attorney with 4-6... years of litigation experience. The candidate will... with clients and providing litigation support to the firm?s... shareholders, including legal research, motions practice, written discovery management and depositions, trial preparation, and trial...