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Enforcement Director The candidate will... a team of 5-8 Enforcement attorneys developing and resolving... Enforcement cases through all stages,... from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Lead Principal, Enforcement Central Intake Group Apply... Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
to join its Energy Regulatory practice in Washington, D.C.... role involves assisting with regulatory matters related to the... with the Federal Energy Regulatory Commission (FERC) and the... Department of Energy. This position is ideal... develop expertise in federal energy regulatory la...
join its Investment Funds Regulatory Practice. The ideal candidate... of relevant asset management regulatory experience and a strong... 1940. Private equity and hedge fund formation experience is also helpful. Duties and Responsibilities: • Provide legal, regulatory, and compliance advice to... inve...
Corporate - Investment Funds Regulatory H1: Join Our Investment... Funds Regulatory Team at a Leading... Minimum 3 Years of Regulatory Experience Law Firm... Associate for Investment Funds Regulatory Practice Offices: Chicago;... Practice: Investment Funds Regulatory Experience: Minimum of... regulatory,...
esteemed and expanding Securities Enforcement practice group. This role... financial market participants, and individuals, in regulatory enforcement matters and high-stakes... investigations.... The position offers an opportunity to work on cutting-edge legal issues in a collaborative and high-performing team environment.DutiesRepresent...
of the Financial Industry Regulatory Authority, Inc. **MEMBERS ONLY**SIGN UP NOW***... is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership...
is seeking a Mid-Level Litigation Associate with 3-5 years... of experience in general litigation. The ideal candidate will... strong background in civil litigation, including discovery, briefing, and... and CFTC enforcement and regulatory matters, as well as... representing clients registered with...
The Associate General Counsel, Regulatory is a highly specialized... complex, and politically sensitive regulatory initiatives and rule changes.... This position requires a law degree, admission to the bar, and 10+ years of relevant legal experience. The incumbent must have demonstrated...