Save your search progress and never miss an update
Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiatives. Recommends process improvements and escalates...
Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiatives. Recommends process improvements and escalates...
Legal Administration - 1940 Act is responsible for leading... the provision of legal administration services for Ultimus’ mutual fund clients. This role also manages a team of paralegals and handles various client-related matters such as preparing board materials and regulatory...
St, Elkhorn, NE 68022, USA Senior Paralegal - 1940 Act: Legal Administration Role with... Ultimus Ultimus, a leading provider of mutual fund services, is seeking a Senior Paralegal - 1940 Act to lead the provision... of legal admin...
Join Our Team as a Staff Attorney at a Prestigious Law Firm in Hauppauge, NY H2: Excellent Opportunity for Experienced Attorney to Offer Legal Advice Over the Phone Bullet Points: - Seeking experienced attorneys to join established law firm...
Join Our Team as a Staff Attorney at a Prestigious Law Firm in Hauppauge, NY H2: Experienced Attorney Needed for Legal Counsel Team at Feldman, Kramer & Monaco The Law Firm of Feldman, Kramer & Monaco, located in Hauppauge,...
services to multiple clients. The ideal candidate will have a . and be a member (or anticipated member) of the bar in at least one state. They should also have 3-5 years of experience as a 1940 Act attorney...
Law Specialist (Direct Hire) 12-Month Register (AMENDED) Department of the Treasury Internal Revenue Service Summary #LI-POST Positions under this announcement are being filled using a Direct Hire Authority (DHA). For information on the Recruitment Incentive please reference the...
Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiatives. Recommends process improvements and escalates...
Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiatives. Recommends process improvements and escalates...