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direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act, their rules,......
Principal Analyst, Regulatory Services Management - Full Time Location:... Varies (See Below) Job Requisition ID: R-008101 Organization: FINRA Department: Market Regulation and Transparency Services Salary Range: $92,500 - $200,200 (Based on Location and Experience) Responsibilities:...
Director, Regulatory Services Management - Full Time ... for Director, Regulatory Services Management at FINRA H2: Join... a Director, Regulatory Services Management to join our team.... In this role, you will be responsible for managing key operations and reporting functions...
FINRA (Financial Industry Regulatory Authority) Position: Vice President & Associate General Counsel, Regulatory Experience: Minimum of 10 years of relevant legal experience Location: Washington, DC or Rockville, MD Type: Full time Salary: Minimum of $175,600, maximum of $345,700 (varies based on location and individual qualifications) Job...
Analyst, Public Offerings - Remote Organization: FINRA Department: Corporate Financing Public Offerings Job Requisition ID: R-008056 Job Type: Full Time Location: Remote (Rockville, MD) Salary Range: $68,500 - $146,900 (based on location and experience)...
Designer - Full Time Opportunity at FINRA FINRA, a not-for-profit organization that operates under the oversight of the SEC, is looking for an experienced Instructional Designer to join our team. As the dedicated designer for our Dispute Resolution Services...
Job Title: Principal Analyst, Risk Monitoring - Any Finra Location Experience: Senior-level position Salary: Depends on location, skill set, experience, and education Department: Risk Monitoring Organization: FINRA Type: Full-time Location: Any FINRA location Job Requisition ID: R-008120 Posted On:...
Manager, Private Placement Review - Apply Now! H2: Join Our Team at Organization - Rockville, MD or Washington, DC Location Job Title: Manager, Private Placement Review Job Type: Full Time Organization: FINRA Location: Rockville, MD or Washington, DC Salary:...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Overview Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst Time Type: Full-Time Job Requisition ID: R-008249 Date Posted: Posted Today Salary...
Non-Profit Organization in Asset Management Industry Position is Full-Time... and Requires Ability to Work in the United States Without Sponsorship Salary Range: $136,406 - $190,600 / Yearly Location: Bethesda, MD (Remote Work Possible) Travel: Domestic and International Travel Required...