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direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act, their rules,......
Investigator, Specialist Team - All FINRA Locations Full time The Principal Investigator, Specialist Teams is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of persons associated with...
Designer - Full Time Opportunity at FINRA FINRA, a not-for-profit organization that operates under the oversight of the SEC, is looking for an experienced Instructional Designer to join our team. As the dedicated designer for our Dispute Resolution Services...
Regulatory Services Management - Full Time H1: Apply for Director, Regulatory Services Management at FINRA H2: Join Our Team and Make a Difference! Are you looking for a challenging and rewarding career in the financial industry? FINRA, the...
(Funds Lawyer) - Experienced Legal Advisor for Non-Profit Organization in Asset Management Industry Position is Full-Time and Requires Ability to Work in the United States Without Sponsorship Salary Range: $136,406 - $190,600 / Yearly Location: Bethesda, MD (Remote Work Possible)...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of directly related legal experience Salary Information: Based on location and various factors, including skills, experience, and education Job Status: Full-time Job Requisition...
office of a BCG Attorney Search Top Ranked Law Firm seeks business and corporate transactions attorney with 6+ years of experience in a business transactions practice, including Substantial drafting experience and ability to lead significant aspects of transactions from structuring...
law firm in McLean is seeking a Corporate Transactional Associate Attorney to join their team. The candidate will primarily work on M&A, business transactions, government contracting, employment, software licensing, capital raises, and IP transactional matters. The ideal candidate will possess...
in accounting, finance, or a related field, and strong managerial experience. As a Senior Tax Manager, you will provide tax compliance and consulting services to investment management clients, train and... mentor junior team members, and lead client engagements. Deloitte o...
Tax Services - Private Tax - Senior: A unique opportunity at EY to build a career as unique as you are, with a competitive salary and the support, inclusive culture, and technology to become the best version of yourself....