adherence with federal securities rules and regulations. The Compliance Officer will report to the Chief Compliance Officer and provide comprehensive support across all facets of compliance and risk management for Homestead Funds and its affiliated investment advisers and limited-purpose b......
seeking an experienced associate attorney to join our Financial Services Practice Group. With a minimum of four years' experience in compliance and regulatory matters, the ideal candidate will have a strong background in working with registered investment advisors and broke...
Associate to join its Investment Funds Regulatory Practice. The... working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Private equity and hedge... fund formation experience is also helpful. Duties and Responsibilities: • Provide legal,...
Associate - Corporate - Investment Funds Regulatory H1: Join... Our Investment Funds Regulatory Team at... Firm Seeks Associate for Investment Funds Regulatory Practice ... New York Practice: Investment Funds Regulatory Experience:... Minimum of 3 years Responsibilities: -...
is currently seeking a VP, Associate Counsel to join their Regulatory Enforcement group within the Legal department. This position is available in Fort Mill, SC, Washington, DC, Boston, MA, or San Diego, CA and offers a competitive salary range of...
Seeks Midlevel Associate for Investment Management - Financial Institutions... Practice Group Are associate with experience in investment adviser regulatory matters? Do... securities law and the Investment Advisers Act of 1940?... you to join our Investment Management - Financial Institutions......
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Mid-level Asset Management and Investment Funds Associate Attorney for... global Asset Management and Investment Funds practice, working with... premier clients worldwide. The candidate will join an esteemed global law firm in their Asset Management and Investment Funds practice. Collaborate with......