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ideally have experience working with and counseling registered investment advisors and broker-dealers on... regulatory and compliance-related issues, including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Desired skill sets include:... statutory and regulatory...
compliance and regulatory matters. The ideal candidate will be crucial in providing legal counsel to registered investment advisors and broker-dealers, focusing... on regulatory and compliance-related issues, including those related to the Investment Advisers Act of 1940... and the Investment Compan...
ideal candidate will have 5-7 years of experience in private investment fund formation and a... strong background in corporate law from a reputable law firm. Experience with the Securities and Exchange Commission is a plus. Key Responsibi...
experience in the formation and administration of private investment funds. The ideal candidate... will have a strong background in corporate law, particularly in advising fund managers on structuring, regulatory compliance, and market practices. Duties and Responsibilities:Provide strategic legal counsel to emergin...
a part of a highly successful, full-service law firm that counts among its esteemed clients many Fortune 250 firms. This firm has a reputation for treating associates exceedingly well. The branch office of a large international law firm, this...
OFFICER-CACU Securities and Exchange Commission Division of Enforcement-Crypto Assets and Cyber Unit Summary The Senior Officer position is in the Crypto Assets and Cyber Unit (CACU) within the Division of Enforcement located in either Boston, MA, Chicago, IL, Los...