Save your search progress and never miss an update
ideally have experience working with and counseling registered investment advisors and broker-dealers on... regulatory and compliance-related issues, including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Desired skill sets include:... statutory and regulatory...
Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: **MEMBERS ONLY**SIGN UP NOW***., a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of...
This role provides expert legal counsel on regulatory and compliance matters related to registered investment advisors and broker-dealers. The... ideal candidate will have a deep understanding of financial regulations, a strong background in working with regulatory bodies such as t...
ideal candidate will have 5-7 years of experience in private investment fund formation and a... strong background in corporate law from a reputable law firm. Experience with the Securities and Exchange Commission is a plus. Key Responsibi...
experience in the formation and administration of private investment funds. The ideal candidate... will have a strong background in corporate law, particularly in advising fund managers on structuring, regulatory compliance, and market practices. Duties and Responsibilities:Provide strategic legal counsel to emergin...
a part of a highly successful, full-service law firm that counts among its esteemed clients many Fortune 250 firms. This firm has a reputation for treating associates exceedingly well. The branch office of a large international law firm, this...