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ideally have experience working with and counseling registered investment advisors and broker-dealers on... regulatory and compliance-related issues, including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Desired skill sets include:... statutory and regulatory...
Firm Seeking Financial Services Compliance & Regulatory Associate Mid-level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 (annualized) **MEMBERS ONLY**SIGN UP NOW***. is currently seeking an experienced associate attorney to join our Financial Services...
of experience in the Investment management field. The candidate... and closed-end private funds. Must have experience working with funds on formation and on regulatory, and compliance matters. Experience with the Investment Advisers Act of 1940... and general securities matter... essential....
Associate to join its Investment Funds Regulatory Practice. The... working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Private equity and hedge... fund formation experience is also helpful. Duties and Responsibilities: • Provide legal,...
Mid-level Asset Management and Investment Funds Associate Attorney for... global Asset Management and Investment Funds practice, working with... premier clients worldwide. The candidate will join an esteemed global law firm in their Asset Management and Investment Funds practice. Collaborate with......
H1: Investment Management Associate - Midlevel... Experienced Midlevel Associate for Investment Management - Financial Institutions... 3-5 years of experience with investment adviser regulatory matters -... Prior law firm or Securities and Exchange Commission experience required - Familiarity with Investment Advi...
is seeking a Mid-level Investment Management - Financial Institutions... They will possess familiarity and demonstrated experience with the Investment Advisers Act of 1940... and other federal securities laws. The role involves counseling top-tier investment management firms on various... regulatory matter...
Attorney to support its Investment Management team in Washington,... matters relating to the Investment Company Act of 1940... and the Investment Advisers Act of 1940,... registered funds employing alternative investment strategies. Exceptional academic credentials,... law firm experience, and communication skills...
clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. Additionally, they will advise investment advisers on business and... re...
DC, seeks a Corporate Investment Funds Regulatory Associate Attorney... working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940,... with experience in private... equity and hedge fund formation being advantageous.Duties:Provide legal counsel and support...