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Join the Financial Services Compliance & Regulatory Team at **MEMBERS ONLY**SIGN UP NOW***. H2: Exciting Opportunity for Mid-level to Senior Associates in All Offices Bold Headline: Seeking Experienced Compliance & Regulatory Associate for Financial Services Practice Group Law Firm: **MEMBERS ONLY**SIGN UP NOW***. Job...
experience in compliance and regulatory matters, with a focus on counseling registered investment advisors and broker-dealers. This... position requires a strong understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... The candidate must b......
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
to senior associate with a minimum of four years' experience in compliance and regulatory matters. The ideal candidate will have a strong understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940,... as well as...
Regulatory Associate Attorney. The ideal candidate will possess substantial experience in compliance and regulatory matters, specifically relating to investment advisors and broker-dealers. This... role involves providing expert legal counsel on complex regulatory issues and ensuring adherence to relevant statutes a...