four years’ experience in compliance and regulatory matters to join their Financial Services Practice Group. - The ideal candidate will have experience working with registered investment advisors and broker-dealers, specifically... with the Investment Advisers Act of 1940... and the Investme...
formation, as well as investment advisory services to private... account clients. - Negotiate investment advisory and delegation agreements.... - Collaborate with the Compliance department on policies and procedures. - Assist in the development of new investment vehicles and products. -......
Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Associate – Investment Funds Regulatory – Law... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... - Private equity and hedge fund formation experience is and compliance advice to investment advisers, family offices, and......
Seeking Midlevel Associate with Investment Management Experience Are you a... associate with experience in investment adviser regulatory matters? If... are seeking a motivated and skilled individual to join our Investment Management – Financial Institutions... practice group. This is a great opportunity...
support for the firm's investment platform, which includes registered... private fund vehicles and separately managed accounts. The ideal candidate will have a working knowledge of various regulations, such as the Investment Advisers Act of 1940... and the Securities Act o...
company, particularly supporting Collective Investment Trusts and the Columbia... which include approximately 170 mutual funds, ETFs, and closed-end funds. - Support the Collective Investment Trust (CIT) business by... facilitating and attending Board of Director meetings, preparing meeting materials, supporting product ini...
Title: Private Funds & Investment Management Associate Law Firm: Investment... Funds Group Salary: $310,000-$390,000 Experience: 4-6... a dynamic and growing Investment Funds Group? We are... our Private Funds & Investment Management department, you will... have the opportunity to work with top-tier clients and...
partnership between **MEMBERS ONLY**SIGN UP NOW***. and Oaktree Capital) - Business unit dedicated to bringing alternative investment expertise to private wealth... investors - Brookfield has a long-term focus and values aligned with Attributes of a Brookfield Leader: Entrepreneurial, Collaborative, and Disci...
Title: Associate General Counsel Job Responsibilities: - Provide legal advice in connection with all aspects of product development, launch, and maintenance of private funds, including drafting, reviewing, and negotiating associated documentation. - Provide advice on structuring and execution of fund investments. - Draft, review,...
Lead Sr Counsel - Investment Banking and Capital Markets... H1: Join **MEMBERS ONLY**SIGN UP NOW***. as Lead Senior Counsel for Investment Banking and Capital Markets... H2: Impact the Success of **MEMBERS ONLY**SIGN UP NOW***.'s Investment Banking and Capital Markets... Services Bold Headlines:...
SEO Friendly Job Title: Investment Funds Associate at Law... York H1: Join Our Growing Investment Funds Practice at **MEMBERS ONLY**SIGN UP NOW***.... Seeking Motivated and Experienced Investment Funds Associate Investment Funds Associate... and regulation of private investment funds - Assist with drafting,... revising, and negotiating...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Midlevel Funds & Investment Management Attorney The candidate'... must have stellar academic credentials and major law firm experience, required. Strong knowledge of the...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Compliance Manager locations New York, NY posted on Posted 5 Days Ago job requisition id R136101 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that...
also offer a comprehensive compensation and benefits package. **MEMBERS ONLY**SIGN UP NOW***. is seeking a Manager - Regulatory Compliance (Asset Management) to join their team. This position is located in various locations including New York, Iselin, Melville, Princeton, Philadelphia, and Stamford....
experience, including at least 3-5 years in the legal department of a registered investment adviser or a national... law firm Salary Range: $100,000 - $125,000 The Associate (Paralegal) will support the Registered Funds Legal and Regulatory Team at B...
Senior Vice President, Compliance Officer **MEMBERS ONLY**SIGN UP NOW***. is seeking a dynamic individual to serve as a Senior Compliance Officer within the global compliance team of its Legal and Compliance Department. The Compliance Officer will support the . Registered Funds 38a-1...
Compliance Officer Apply locations New York, 875 Third Avenue time type Full time posted on Posted 18 Days Ago job requisition id R0365020 Job Description: Employer: DWS Group Title:...
Title: Vice President, Compliance Salary: Base salary range of $123,000-$207,000 per year, with potential for additional variable compensation. Location: Boston, MA or New York, NY (hybrid working model) Experience: Minimum of 5-7 years of experience as a Vice President, with prior experience in Prime Services or Securities...
General Counsel - Provide legal support for growth equity business and other alternatives businesses in the US and Europe. H1: Assistant General Counsel - Legal Support for Growth Equity and Alternatives Businesses H2: Responsibilities and Qualifications BOLD HEADLINE:...
Compliance Manager locations Chicago, IL Stamford, CT time type Full time posted on Posted 5 Days Ago job requisition id 106819 About Northern Trust: Northern Trust, a Fortune 500 company,...
Manager - Regulatory Compliance (Asset Management) position available at **MEMBERS ONLY**SIGN UP NOW***. in various locations including New York, Iselin, Melville, Princeton, Philadelphia, and Stamford - Full-time position with flexible work/life balance options - Join a highly awarded and growing accounting and advisory...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...