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a minimum of four years’ experience in compliance and regulatory matters to join their Financial Services Practice Group. - The ideal candidate will have experience working with registered investment advisors and broker-dealers, specifically... with the Investment Advisers Act of 1......
Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...
a highly skilled Corporate Investment Funds Regulatory Associate Attorney... extensive knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and experience in private... equity and hedge fund formation.Duties:Provide legal advice and support on regulatory...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Associate – Investment Funds Regulatory – Law... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... - Private equity and hedge fund formation experience is and compliance advice to investment advisers, family offices, and......
seeking a highly skilled Investment Management Associate Attorney to... substantial experience representing registered investment companies, private funds, and... investment advisers, with a strong... understanding of related laws and regulations. This position requires excellent writing skills, attention to detail, a proactive...
ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors and broker-dealers. This... role demands a deep understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and...
skilled and knowledgeable Mid-Level Investment Management Regulatory Associate Attorney... securities laws, particularly the Investment Advisers Act of 1940,... and experience advising clients... with global operations and diverse business models. Experience in a large law firm, in-house, or regulatory agency is...
associate to join their Investment Management – Financial Institutions... 3-5 years of experience with investment adviser regulatory matters. The... successful candidate must have experience in counseling top tier investment management firms on various... regulatory matters, and be an active member...