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Should have the ability to play an instrumental role in assisting clients with a variety of challenging projects. Extensive, hands-on experience reviewing marketing material for alternative investment funds is needed. Must... have experience with private equity or hedge fund for...
Compliance Officer The candidate will support the development and implementation of the . Registered Funds compliance program, working closely with members of the Legal and Compliance Department to evaluate identified risks and adherence to policies and procedures by relevant business...
Beach Functional Area: Legal Department: L&C-Legal IMA&Fds Str Prd Position Type: Full Time Education Required: Bachelors Degree Experience Required: Not Indicated Relocation Provided: Yes Position Description Attorney will work on a team of regulatory attorneys and other legal and compliance...
as they relate to Investment Advisers Act and Investment... Company Act regulatory matters.... Will work on various regulatory projects, coordinate implementation of new regulatory requirements, provide support for regulatory examinations and manage litigation matters. The Attorney will provide ongoing legal...
global Asset Management and Investment Funds practice, work with... a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and......
(ETFs) and experience representing investment companies, investment advisers, and... matters arising under . federal securities laws, particularly the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act of 19...
(ETFs) and experience representing investment companies, investment advisers, and... on matters arising under US federal securities laws, particularly the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act o...
an AmLaw firm seeks investment funds regulatory associate attorney... fund advisers and other investment advisory firms on regulatory... all aspects of the Investment Advisers Act of 1940.... requirements applicable to registered investment advisers and private funds,... including the Investment Company Act of 1940.......
Investment Funds Regulatory The candidate... fund advisers and other investment advisory firms on regulatory... all aspects of the Investment Advisers Act of 1940... requirements applicable to registered investment advisers and private funds,... including the Investment Company Act of 1940.... Must have strong writing......
open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs). The candidate should preferably also have experience representing investment companies, investment advisers, and... independent board members on matters arising under US federal securities laws, particularly the Investment Company Act of 194......