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a minimum of four years’ experience in compliance and regulatory matters to join their Financial Services Practice Group. - The ideal candidate will have experience working with registered investment advisors and broker-dealers, specifically... with the Investment Advisers Act of 1......
Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
with a background in investment management and fund formation.... and a keen interest in business development. This role offers the opportunity to engage in direct client interaction and contribute to the strategic growth of the Investment Funds team.Duties:Provide legal counsel......
years of experience in investment adviser regulatory matters to... join our Investment Management – Financial Institutions... office. Responsibilities: Advise top tier investment management firms on investment... adviser regulatory matters, including... registration, conflicts of interest and disclosure, c...
is seeking a Mid-level Investment Management - Financial Institutions... responsible for counseling top-tier investment management firms on investment... adviser regulatory matters, including... registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...
a highly skilled Corporate Investment Funds Regulatory Associate Attorney... extensive knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and experience in private... equity and hedge fund formation.Duties:Provide legal advice and support on regulatory...
Attorney - Financial Services Investment Funds Salary Information:... matters relating to the Investment Company Act of 1940... and the Investment Advisers Act of 1940,... registered funds employing alternative investment strategies such as interval... funds, tender offer funds, and BDCs,...
attorney to join its investment management team in New... matters related to the Investment Company Act of 1940... and the Investment Advisers Act of 1940.... The ideal candidate will... have 3-5 years of relevant experience, outstanding academic credentials, and strong...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...