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to clients on matters pertaining to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. This role involves collaborating with clients, internal teams, a...
Law Firm Seeking Investment Management Regulatory Mid-Level Associate... highly skilled and experienced Investment Management Regulatory Mid-Level Associate... understanding of federal securities laws, particularly the Investment Advisers Act of 1940.... This is a fantastic... opportunity to work with a leading ad...
is seeking a Mid-Level Investment Management Regulatory Associate Attorney... securities laws, particularly the Investment Advisers Act of 1940.... This role requires experience... in advising clients with global operations and diverse business models, including private equity, private credit, institutional separate accounts,...
Director, Managing Counsel- Investment Management - BNY ... Managing Counsel for their Investment Management division. This role... Advisors, Inc., a registered investment adviser that provides services... to a wide range of clients including endowments, foundations, retirement plans, and more....
Experience: 2-7 years in investment management practice Location:... Boston, MA Department: Legal H1: Vice President, Legal Counsel - US Mutual Funds and ETFs H2: Join Our Team at State Street Global Advisors Who We Are:...
Job Title: VP, Assistant General Counsel, Alternative Investments Location: Fort Mill/Charlotte, San Diego, Boston Time Type: Full time Salary: $163, - $272, Job Requisition ID: R-038826 Posted: 30+ Days Ago The company is searching for a VP, Assistant...
salary will be based on overall qualifications, experience and skill-set of selected candidate. Boston: Salary range for the position: 160,000 USD to 210,000 USD. Offered salary will be based on overall qualifications, experience and skill-set of selected candidate....
experience required. Location: Springfield or Boston, MA (Hybrid - 3 days/week in office) Job Description: - As a Compliance Consultant, you will be responsible for assessing MML Investor Services, LLC’s compliance with investment advisory and broker-dealer requirement......