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Corporate Investment Counsel The candidate should... funds, closed-end funds and investment advisers. Experience working with... SEC filings and complex Investment Company Act of 1940... issues is a plus.... Should have a superior academic record, strong work ethic and excellent writing...
General Counsel - Consumer Banking and Wealth Management - VP The candidate will provide guidance and counsel on a wide variety of issues related to the business as a whole include advisory and brokerage products, services and operations. Will work...
senior business executives on new product development; product distribution and marketing; corporate governance of the Meeder Funds; and transfer agency. • Work with outside counsel, as needed, in order to resolve complex issues arising under the Investment Advisers Act of 1......
operations. Should have 10 years of experience to provide ongoing guidance and counseling on a wide variety of issues related to the Investment Advisers Act of 1940... and brokerage products, services... and operations. Must have broad experience, problem solving s...
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing...
exclusive support to the Investment Management Group Fund Governance... & Fund Governance Committee, Valuation & Operations Committee, and Investment Committee of the Board... (collectively, the Board Committees), first and foremost by “producing†all of the Meeting Materials that are p...
other lines of business, and operations. Should have 5+ years’ experience at a law firm and/or in-house legal department at a large bank or other financial services company with demonstrated experience managing increasingly complex matters. Experience in the investment...
- AGC - Wealth Management Professional The candidate will provide ongoing guidance and counseling on a wide variety of issues related to offering of brokerage products, fee-based programs and related services and operations. Will work closely with the WM Product...
Assistant Vice President -Senior Counsel- Chase Wealth Management The candidate will be responsible for providing guidance and counselling on a wide variety of issues related to the business as a whole, including advisory and brokerage products, services and operations. Will...
Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies....